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The Endangered Species Act of 1973
ESA
Contents
Section 2. Findings, Purposes,
and Policy
(a) FINDINGS. The Congress finds and declares that --
(1) various species of fish, wildlife, and plants in the United States
have been rendered extinct as a consequence of economic growth and development
untempered by adequate concern and conservation;
(2) other species of fish, wildlife, and plants have been so depleted
in numbers that they are in danger of or threatened with extinction;
(3) these species of fish, wildlife, and plants are of aesthetic, ecological,
educational, historical, recreational, and scientific value to the Nation
and its people;
(4) the United States has pledged itself as a sovereign state in the international
community to conserve to the extent practicable the various species of
fish or wildlife and plants facing extinction, pursuant to-
(A) migratory bird treaties with Canada and Mexico;
(B) the Migratory and Endangered Bird Treaty with Japan;
(C) the Convention on Nature Protection and Wildlife Preservation in the
Western Hemisphere;
(D) the International Convention for the Northwest Atlantic Fisheries;
(E) the International Convention for the High Seas Fisheries of the North
Pacific Ocean;
(F) the Convention on International Trade in Endangered Species of Wild
Fauna and Flora; and
(G) other international agreements; and
(5) encouraging the States and other interested parties, through Federal
financial assistance and a system of incentives, to develop and maintain
conservation programs which meet national and international standards
is a key to meeting the Nation's international commitments and to better
safeguarding, for the benefit of all citizens, the Nation's heritage in
fish, wildlife, and plants.
(b) PURPOSES. The purposes of this Act are to provide a means whereby
the ecosystems upon which endangered species and threatened species depend
may be conserved, to provide a program for the conservation of such endangered
species and threatened species, and to take such steps as may be appropriate
to achieve the purposes of the treaties and conventions set forth in subsection
(a) of this section.
(c) POLICY.
(1) It Is further declared to be the policy of Congress that all Federal
departments and agencies shall seek to conserve endangered species and
threatened species and shall utilize their authorities in furtherance
of the purposes of this Act.
(2) It is further declared to be the policy of Congress that Federal agencies
shall cooperate with State and local agencies to resolve water resource
issues in concert with conservation of endangered species.
Section 3. Definitions
For the purposes of this Act --
(1) The term "alternative courses of action" means all alternatives
and thus is not limited to original project objectives and agency jurisdiction.
(2) The term "commercial activity" means all activities of industry
and trade, including, but not limited to, the buying or selling of commodities
and activities conducted for the purpose of facilitating such buying and
selling: Provided, however, that it does not include exhibitions of commodities
by museums or similar cultural or historical organizations.
(3) The terms "conserve," "conserving," and "conservation"
mean to use and the use of all methods and procedures which are necessary
to bring any endangered species or threatened species to the point at
which the measures provided pursuant to this Act are no longer necessary.
Such methods and procedures include, but are not limited to, all activities
associated with scientific resources management such as research, census,
law enforcement, habitat acquisition and maintenance, propagation, live
trapping, and transplantation, and, in the extraordinary case where population
pressures within a given ecosystem cannot be otherwise relieved, may include
regulated taking.
(4) The term "Convention" means the Convention on International
Trade in Endangered Species of Wild Fauna and Flora, signed on March 3,
1973, and the appendices thereto.
(5)(A) The term "critical habitat" for a threatened or endangered
species means-
(i) the specific areas within the geographical area occupied by the species,
at the time it is listed in accordance with the provisions of section
4 of this Act, on which are found those physical or biological features
(I) essential to the conservation of the species and (II) which may require
special management considerations or protection; and
(ii) specific areas outside the geographical area occupied by the species
at the time it is listed in accordance with the provisions of section
4 of this Act, upon a determination by the Secretary that such areas are
essential for the conservation of the species.
(B) Critical habitat may be established for those species now listed as
threatened or endangered species for which no critical habitat has heretofore
been established as set forth in subparagraph (A) of this paragraph.
(C) Except in those circumstances determined by the Secretary, critical
habitat shall not include the entire geographical area which can be occupied
by the threatened or endangered species.
(6) The term "endangered species" means any species which is
in danger of extinction throughout all or a significant portion of its
range other than a species of the Class Insecta determined by the Secretary
to constitute a pest whose protection under the provisions of this Act
would present an overwhelming and overriding risk to man.
(7) The term "Federal agency" means any department, agency,
or instrumentality of the United States.
(8) The term "fish or wildlife" means any member of the animal
kingdom, including without limitation any mammal, fish, bird (including
any migratory, nonmigratory, or endangered bird for which protection is
also afforded by treaty or other international agreement), amphibian,
reptile, mollusk, crustacean, arthropod or other invertebrate, and includes
any part, product, egg, or offspring thereof, or the dead body or parts
thereof.
(9) The term "foreign commerce" includes, among other things,
any transaction --
(A) between persons within one foreign country;
(B) between persons in two or more foreign countries;
(C) between a person within the United States and a person in a foreign
country; or
(D) between persons within the United States, where the fish and wildlife
in question are moving in any country or countries outside the United
States.
(10) The term "import" means to land on, bring into, or introduce
into, or attempt to land on, bring into, or introduce into, any place
subject to the jurisdiction of the United States, whether or not such
landing, bringing, or introduction constitutes an importation within the
meaning of the customs laws of the United States.
(11) The term "permit or license applicant" means, when used
with respect to an action of a Federal agency for which exemption is sought
under section 7, any person whose application to such agency for a permit
or license has been denied primarily because of the application of section
7(a) to such agency action.
(12) "The term person means an individual, corporation, partnership,
trust, association, or any other private entity; or any officer, employee,
agent, department, or instrumentality of the Federal Government, of any
State, municipality, or political subdivision of a State, or of any foreign
government; any State, municipality, or political subdivision of a State;
or any other entity subject to the jurisdiction of the United States."
(13) The term "plant" means any member of the plant kingdom,
including seeds, roots and other parts thereof.
(14) The term "Secretary" means, except as otherwise herein
provided, the Secretary of the Interior or the Secretary of Commerce as
program responsibilities are vested pursuant to the provisions of Reorganization
Plan Numbered 4 of 1970; except that with respect to the enforcement of
the provisions of this Act and the Convention which pertain to the importation
or exportation of terrestrial plants, the term also means the Secretary
of Agriculture.
(15) The term "species" includes any subspecies of fish or wildlife
or plants, and any distinct population segment of any species of vertebrate
fish or wildlife which interbreeds when mature.
(16) The term "State" means any of the several States, the District
of Columbia, the Commonwealth of Puerto Rico, American Samoa, the Virgin
Islands, Guam, and the Trust Territory of the Pacific Islands.
(17) The term "State agency" means any State agency, department,
board, commission, or other governmental entity which is responsible for
the management and conservation of fish, plant, or wildlife resources
within a State.
(18) The term "take" means to harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or to attempt to engage in any
such conduct.
(19) The term "threatened species" means any species which is
likely to become an endangered species within the foreseeable future throughout
all or a significant portion of its range.
(20) The term "United States," when used in a geographical context,
includes all States.
Section 4. Determination of Endangered
Species and Threatened Species
(a) GENERAL.
(1) The Secretary shall by regulation promulgated in accordance with subsection
(b) determine whether any species is an endangered species or a threatened
species because of any of the following factors:
(A) the present or threatened destruction, modification, or curtailment
of its habitat or range;
(B) overutilization for commercial, recreational, scientific, or educational
purposes;
(C) disease or predation;
(D) the inadequacy of existing regulatory mechanisms;
(E) other natural or manmade factors affecting its continued existence.
(2) With respect to any species over which program responsibilities have
been vested in the Secretary of Commerce pursuant to Reorganization Plan
Numbered 4 of 1970-
(A) in any case in which the Secretary of Commerce determines that such
species should-
(i) be listed as an endangered species or a threatened species, or
(ii) be changed in status from a threatened species to an endangered species,
he shall so inform the Secretary of the Interior, who shall list such
species in accordance with this section;
(B) in any case in which the Secretary of Commerce determines that such
species should-
(i) be removed from any list published pursuant to subsection (c) of this
section, or
(ii) be changed in status from an endangered species to a threatened species,
he shall recommend such action to the Secretary of the Interior, and the
Secretary of the Interior, if he concurs in the recommendation, shall
implement such action; and
(C) the Secretary of the Interior may not list or remove from any list
any such species, and may not change the status of any such species which
are listed, without a prior favorable determination made pursuant to this
section by the Secretary of Commerce.
(3) The Secretary, by regulation promulgated in accordance with subsection
(b) and to the maximum extent prudent and determinable-
(A) shall, concurrently with making a determination under paragraph (1)
that a species is an endangered species or a threatened species, designate
any habitat of such species which is then considered to be critical habitat;
and
(B) may, from time-to-time thereafter as appropriate, revise such designation.
(b) BASIS FOR DETERMINATIONS.
(1)(A) The Secretary shall make determinations required by subsection
(a)(1) solely on the basis of the best scientific and commercial data
available to him after conducting a review of the status of the species
and after taking into account those efforts, if any, being made by any
State or foreign nation, or any political subdivision of a State or foreign
nation, to protect such species, whether by predator control, protection
of habitat and food supply, or other conservation practices, within any
area under its jurisdiction, or on the high seas.
(B) In carrying out this section, the Secretary shall give consideration
to species which have been-
(i) designated as requiring protection from unrestricted commerce by any
foreign nation, or pursuant to any international agreement; or
(ii) identified as in danger of extinction, or likely to become so within
the foreseeable future, by any State agency or by any agency of a foreign
nation that is responsible for the conservation of fish or wildlife or
plants.
(2) The Secretary shall designate critical habitat, and make revisions
thereto, under subsection (a)(3) on the basis of the best scientific data
available and after taking into consideration the economic impact, and
any other relevant impact, of specifying any particular area as critical
habitat. The Secretary may exclude any area from critical habitat if he
determines that the benefits of such exclusion outweigh the benefits of
specifying such area as part of the critical habitat, unless he determines,
based on the best scientific and commercial data available, that the failure
to designate such area as critical habitat will result in the extinction
of the species concerned.
(3)(A) To the maximum extent practicable, within 90 days after receiving
the petition of an interested person under section 553(e) of title 5,
United States Code, to add a species to, or to remove a species from,
either of the lists published under subsection (c), the Secretary shall
make a finding as to whether the petition presents substantial scientific
or commercial information indicating that the petitioned action may be
warranted. If such a petition is found to present such information, the
Secretary shall promptly commence a review of the status of the species
concerned. The Secretary shall promptly publish each finding made under
this subparagraph in the Federal Register.
(B) Within 12 months after receiving a petition that is found under subparagraph
(A) to present substantial information indicating that the petitioned
action may be warranted, the Secretary shall make one of the following
findings:
(i) The petitioned action is not warranted, in which case the Secretary
shall promptly publish such finding in the Federal Register.
(ii) The petitioned action is warranted in which case the Secretary shall
promptly publish in the Federal Register a general notice and the complete
text of a proposed regulation to implement such action in accordance with
paragraph (5).
(iii) The petitioned action is warranted but that-
(I) the immediate proposal and timely promulgation of a final regulation
implementing the petitioned action in accordance with paragraphs (5) and
(6) is precluded by pending proposals to determine whether any species
is an endangered species or a threatened species, and
(II) expeditious progress is being made to add qualified species to either
of the lists published under subsection (c) and to remove from such lists
species for which the protections of the Act are no longer necessary,
in which case the Secretary shall promptly publish such finding in the
Federal Register, together with a description and evaluation of the reasons
and data on which the finding is based.
(C)(i) A petition with respect to which a finding is made under subparagraph
(B)(iii) shall be treated as a petition that is resubmitted to the Secretary
under subparagraph (A) on the date of such finding and that presents substantial
scientific or commercial information that the petitioned action may be
warranted.
(ii) Any negative finding described in subparagraph (A) and any finding
described in subparagraph (B) (i) or (iii) shall be subject to judicial
review.
(iii) The Secretary shall implement a system to monitor effectively the
status of all species with respect to which a finding is made under subparagraph
(B)(iii) and shall make prompt use of the authority under paragraph 7
to prevent a significant risk to the well being of any such species.
(D)(i) To the maximum extent practicable, within 90 days after receiving
the petition of an interested person under section 553(e) of title 5,
United States Code, to revise a critical habitat designation, the Secretary
shall make a finding as to whether the petition presents substantial scientific
information indicating that the revision may be warranted. The Secretary
shall promptly publish such finding in the Federal Register.
(ii) Within 12 months after receiving a petition that is found under clause
(i) to present substantial information indicating that the requested revision
may be warranted, the Secretary shall determine how he intends to proceed
with the requested revision, and shall promptly publish notice of such
intention in the Federal Register.
(4) Except as provided in paragraphs (5) and (6) of this subsection, the
provisions of section 553 of title 5, United States Code (relating to
rulemaking procedures), shall apply to any regulation promulgated to carry
out the purposes of this Act.
(5) With respect to any regulation proposed by the Secretary to implement
a determination, designation, or revision referred to in subsection (a)
(1) or (3), the Secretary shall-
(A) not less than 90 days before the effective date of the regulation-
(i) publish a general notice and the complete text of the proposed regulation
in the Federal Register, and
(ii) give actual notice of the proposed regulation (including the complete
text of the regulation) to the State agency in each State in which the
species is believed to occur, and to each county or equivalent jurisdiction
in which the species is believed to occur, and invite the comment of such
agency, and each such jurisdiction, thereon;
(B) insofar as practical, and in cooperation with the Secretary of State,
give notice of the proposed regulation to each foreign nation in which
the species is believed to occur or whose citizens harvest the species
on the high seas, and invite the comment of such nation thereon;
(C) give notice of the proposed regulation to such professional scientific
organizations as he deems appropriate;
(D) publish a summary of the proposed regulation in a newspaper of general
circulation in each area of the United States in which the species is
believed to occur; and
(E) promptly hold one public hearing on the proposed regulation if any
person files a request for such a hearing within 45 days after the date
of publication of general notice.
(6)(A) Within the one-year period beginning on the date on which general
notice is published in accordance with paragraph (5)(A)(i) regarding a
proposed regulation, the Secretary shall publish in the Federal Register
--
(i) if a determination as to whether a species is an endangered species
or a threatened species, or a revision of critical habitat, is involved,
either-
(I) a final regulation to implement such determination,
(II) a final regulation to implement such revision or a finding that such
revision should not be made,
(III) notice that such one-year period is being extended under subparagraph
(B)(i), or
(IV) notice that the proposed regulation is being withdrawn under subparagraph
(B)(ii), together with the finding on which such withdrawal is based;
or
(ii) subject to subparagraph (C), if a designation of critical habitat
is involved, either-
(I) a final regulation to implement such designation, or
(II) notice that such one-year period is being extended under such subparagraph.
(B)(i) If the Secretary finds with respect to a proposed regulation referred
to in subparagraph (A)(i) that there is substantial disagreement regarding
the sufficiency or accuracy of the available data relevant to the determination
or revision concerned the Secretary may extend the one-year period specified
in subparagraph (A) for not more than six months for purposes of soliciting
additional data.
(ii) If a proposed regulation referred to in subparagraph (a)(i) is not
promulgated as a final regulation within such one-year period (or longer
period if extension under clause (i) applies) because the Secretary finds
that there is not sufficient evidence to justify the action proposed by
the regulation the Secretary shall immediately withdraw the regulation.
The finding on which a withdrawal is based shall be subject to judicial
review. The Secretary may not propose a regulation that has previously
been withdrawn under this clause unless he determines that sufficient
new information is available to warrant such proposal.
(iii) If the one-year period specified in subparagraph (A) is extended
under clause (i) with respect to a proposed regulation, then before the
close of such extended period the Secretary shall publish in the Federal
Register either a final regulation to implement the determination or revision
concerned, a finding that the revision should not be made, or a notice
of withdrawal of the regulation under clause (ii), together with the finding
on which the withdrawal is based.
(C) A final regulation designating critical habitat of an endangered species
or a threatened species shall be published concurrently with the final
regulation implementing the determination that such species is endangered
or threatened, unless the Secretary deems that-
(i) it is essential to the conservation of such species that the regulation
implementing such determination be promptly published; or
(ii) critical habitat of such species is not then determinable, in which
case the Secretary, with respect to the proposed regulation to designate
such habitat, may extend the one-year period specified in subparagraph
(A) by not more than one additional year, but not later than the close
of such additional year the Secretary must publish a final regulation,
based on such data as may be available at that time, designating, to the
maximum extent prudent, such habitat.
(7) Neither paragraph (4), (5), or (6) of this subsection nor section
553 of title 5, United States Code, shall apply to any regulation issued
by the Secretary in regard to any emergency posing a significant risk
to the well-being of any species of fish and wildlife or plants, but only
if-
(A) at the time of publication of the regulation in the Federal Register
the Secretary publishes therein detailed reasons why such regulation is
necessary; and
(B) in the case such regulation applies to resident species of fish or
wildlife, or plants, the Secretary gives actual notice of such regulation
to the State agency in each State in which such species is believed to
occur.
Such regulation shall, at the discretion of the Secretary, take effect
immediately upon the publication of the regulation in the Federal Register.
Any regulation promulgated under the authority of this paragraph shall
cease to have force and effect at the close of the 240-day period following
the date of publication unless, during such 240-day period, the rulemaking
procedures which would apply to such regulation without regard to this
paragraph are complied with. If at any time after issuing an emergency
regulation the Secretary determines, on the basis of the best appropriate
data available to him, that substantial evidence does not exist to warrant
such regulation, he shall withdraw it.
(8) The publication in the Federal Register of any proposed or final regulation
which is necessary or appropriate to carry out the purposes of this Act
shall include a summary by the Secretary of the data on which such regulation
is based and shall show the relationship of such data to such regulation;
and if such regulation designates or revises critical habitat, such summary
shall, to the maximum extent practicable, also include a brief description
and evaluation of those activities (whether public or private) which,
in the opinion of the Secretary, if undertaken may adversely modify such
habitat, or may be affected by such designation.
(c) LISTS.
(1) The Secretary of the Interior shall publish in the Federal Register
a list of all species determined by him or the Secretary of Commerce to
be endangered species and a list of all species determined by him or the
Secretary of Commerce to be threatened species. Each list shall refer
to the species contained therein by scientific and common name or names,
if any, specify with respect to such species over what portion of its
range it is endangered or threatened, and specify any critical habitat
within such range. The Secretary shall from time to time revise each list
published under the authority of this subsection to reflect recent determinations,
designations, and revisions made in accordance with subsections (a) and
(b).
(2) The Secretary shall-
(A) conduct, at least once every five years, a review of all species included
in a list which is published pursuant to paragraph (1) and which is in
effect at the time of such review; and
(B) determine on the basis of such review whether any such species should-
(i) be removed from such list;
(ii) be changed in status from an endangered species to a threatened species;
or
(iii) be changed in status from a threatened species to an endangered
species. Each determination under subparagraph (B) shall be made in accordance
with the provisions of subsection (a) and (b).
(d) PROTECTIVE REGULATIONS. Whenever any species
is listed as a threatened species pursuant to subsection (c) of this section,
the Secretary shall issue such regulations as he deems necessary and advisable
to provide for the conservation of such species. The Secretary may by
regulation prohibit with respect to any threatened species any act prohibited
under section 9(a)(1), in the case of fish or wildlife, or section 9(a)(2),
in the case of plants, with respect to endangered species; except that
with respect to the taking of resident species of fish or wildlife, such
regulations shall apply in any State which has entered into a cooperative
agreement pursuant to section 6(c) of this Act only to the extent that
such regulations have also been adopted by such State.
(e) SIMILARITY OF APPEARANCE CASES. The Secretary
may, by regulation of commerce or taking, and to the extent he deems advisable,
treat any species as an endangered species or threatened species even
though it is not listed pursuant to section 4 of this Act if he finds
that --
(A) such species so closely resembles in appearance, at the point in question,
a species which has been listed pursuant to such section that enforcement
personnel would have substantial difficulty in attempting to differentiate
between the listed and unlisted species;
(B) the effect of this substantial difficulty is an additional threat
to an endangered or threatened species; and
(C) such treatment of an unlisted species will substantially facilitate
the enforcement and further the policy of this Act.
(f)(1) RECOVERY PLANS. The Secretary shall develop
and implement plans (hereinafter in this subsection referred to as "recovery
plans") for the conservation and survival of endangered species and
threatened species listed pursuant to this section, unless he finds that
such a plan will not promote the conservation of the species. The Secretary,
in development and implementing recovery plans, shall, to the maximum
extent practicable-
(A) give priority to those endangered species or threatened species, without
regard to taxonomic classification, that are most likely to benefit from
such plans, particularly those species that are, or may be, in conflict
with construction or other development projects or other forms of economic
activity;
(B) incorporate in each plan-
(i) a description of such site-specific management actions as may be necessary
to achieve the plan's goal for the conservation and survival of the species;
(ii) objective, measurable criteria which, when met, would result in a
determination, in accordance with the provisions of this section, that
the species be removed from the list; and
(iii) estimates of the time required and the cost to carry out those measures
needed to achieve the plan's goal and to achieve intermediate steps toward
that goal.
(2) The Secretary, in developing and implementing recovery plans, may
procure the services of appropriate public and private agencies and institutions,
and other qualified persons. Recovery teams appointed pursuant to this
subsection shall not be subject to the Federal Advisory Committee Act.
(3) The Secretary shall report every two years to the Committee on Environment
and Public Works of the Senate and the Committee on Merchant Marine and
Fisheries of the House of Representatives on the status of efforts to
develop and implement recovery plans for all species listed pursuant to
this section and on the status of all species for which such plans have
been developed.
(4) The Secretary shall, prior to final approval of a new or revised recovery
plan, provide public notice and an opportunity for public review and comment
on such plan. The Secretary shall consider all information presented during
the public comment period prior to approval of the plan.
(5) Each Federal agency shall, prior to implementation of a new or revised
recovery plan, consider all information presented during the public comment
period under paragraph (4).
(g) MONITORING.
(1) The Secretary shall implement a system in cooperation with the States
to monitor effectively for not less than five years the status of all
species which have recovered to the point at which the measures provided
pursuant to this Act are no longer necessary and which, in accordance
with the provisions of this section, have been removed from either of
the lists published under subsection (c).
(2) The Secretary shall make prompt use of the authority under paragraph
7 of subsection (b) of this section to prevent a significant risk to the
well being of any such recovered species.
(h) AGENCY GUIDELINES. The Secretary shall establish,
and publish in the Federal Register, agency guidelines to insure that
the purposes of this section are achieved efficiently and effectively.
Such guidelines shall include, but are not limited to-
(1) procedures for recording the receipt and the disposition of petitions
submitted under subsection (b)(3) of this section;
(2) criteria for making the findings required under such subsection with
respect to petitions;
(3) a ranking system to assist in the identification of species that should
receive priority review under subsection (a)(1) of the section; and
(4) a system for developing and implementing, on a priority basis, recovery
plans under subsection (f) of this section. The Secretary shall provide
to the public notice of, and opportunity to submit written comments on,
any guideline (including any amendment thereto) proposed to be established
under this subsection.
(i) If, in the case of any regulation proposed
by the Secretary under the authority of this section, a State agency to
which notice thereof was given in accordance with subsection (b)(5)(A)(ii)
files comments disagreeing with all or part of the proposed regulation,
and the Secretary issues a final regulation which is in conflict with
such comments, or if the Secretary fails to adopt a regulation pursuant
to an action petitioned by a State agency under subsection (b)(3), the
Secretary shall submit to the State agency a written justification for
his failure to adopt regulations consistent with the agency's comments
or petition.
Section 5. Land Acquisition
(a) PROGRAM. The Secretary, and the Secretary of Agriculture with respect
to the National Forest System, shall establish and implement a program
to conserve fish, wildlife, and plants, including those which are listed
as endangered species or threatened species pursuant to section 4 of this
Act. To carry out such a program, the appropriate Secretary-
(1) shall utilize the land acquisition and other authority under the Fish
and Wildlife Act of 1956, as amended, the Fish and Wildlife Coordination
Act, as amended, and the Migratory Bird Conservation Act, as appropriate;
and
(2) is authorized to acquire by purchase, donation, or otherwise, lands,
waters, or interest therein, and such authority shall be in addition to
any other land acquisition vested in him.
(b) ACQUISITIONS. Funds made available pursuant
to the Land and Water Conservation Fund Act of 1965, as amended, may be
used for the purpose of acquiring lands, waters, or interests therein
under subsection (a) of this section.
Section 6. Cooperation with
the States
(a) GENERAL. In carrying out the program authorized
by this Act, the Secretary shall cooperate to the maximum extent practicable
with the States. Such cooperation shall include consultation with the
States concerned before acquiring any land or water, or interest therein,
for the purpose of conserving any endangered species or threatened species.
(b) MANAGEMENT AGREEMENTS. The Secretary may enter
into agreements with any State for the administration and management of
any area established for the conservation of endangered species or threatened
species. Any revenues derived from the administration of such areas under
these agreements shall be subject to the provisions of section 401 of
the Act of June 15, 1935 (49 Stat. 383; 16 U.S. C. 715s).
(c)(1) COOPERATIVE AGREEMENTS. In furtherance
of the purposes of this Act, the Secretary is authorized to enter into
a cooperative agreement in accordance with this section with any State
which establishes and maintains an adequate and active program for the
conservation of endangered species and threatened species. Within one
hundred and twenty days after the Secretary receives a certified copy
of such a proposed State program, he shall make a determination whether
such program is in accordance with this Act. Unless he determines, pursuant
to this paragraph, that the State program is not in accordance with this
Act, he shall enter into a cooperative agreement with the State for the
purpose of assisting in implementation of the State program. In order
for a State program to be deemed an adequate and active program for the
conservation of endangered species and threatened species, the Secretary
must find, and annually thereafter reconfirm such finding, that under
the State program-
(A) authority resides in the State agency to conserve resident species
of fish or wildlife determined by the State agency or the Secretary to
be endangered or threatened;
(B) the State agency has established acceptable conservation programs,
consistent with the purposes and policies of this Act, for all resident
species of fish or wildlife in the State which are deemed by the Secretary
to be endangered or threatened, and has furnished a copy of such plan
and program together with all pertinent details, information, and data
requested to the Secretary;
(C) the State agency is authorized to conduct investigations to determine
the status and requirements for survival of resident species of fish and
wildlife;
(D) the State agency is authorized to establish programs, including the
acquisition of land or aquatic habitat or interests therein, for the conservation
of resident endangered or threatened species of fish or wildlife; and
(E) provision is made for public participation in designating resident
species of fish or wildlife as endangered or threatened, or that under
the State program-
(i) the requirements set forth in paragraphs (3), (4), and (5) of this
subsection are complied with, and
(ii) plans are included under which immediate attention will be given
to those resident species of fish and wildlife which are determined by
the Secretary or the State agency to be endangered or threatened and which
the Secretary and the State agency agree are most urgently in need of
conservation programs; except that a cooperative agreement entered into
with a State whose program is deemed adequate and active pursuant to clause
(i) and this clause and this subparagraph shall not affect the applicability
of prohibitions set forth in or authorized pursuant to section 4(d) or
section 9(a)(1) with respect to the taking of any resident endangered
or threatened species.
(2) In furtherance of the purposes of this Act, the Secretary is authorized
to enter into a cooperative agreement in accordance with this section
with any State which establishes and maintains an adequate and active
program for the conservation of endangered species and threatened species
of plants. Within one hundred and twenty days after the Secretary receives
a certified copy of such a proposed State program, he shall make a determination
whether such program is in accordance with this Act. Unless he determines,
pursuant to this paragraph, that the State program is not in accordance
with this Act, he shall enter into a cooperative agreement with the State
for the purpose of assisting in implementation of the State program. In
order for a State program to be deemed an adequate and active program
for the conservation of endangered species of plants and threatened species
of plants, the Secretary must find, and annually thereafter reconfirm
such finding, that under the State program-
(A) authority resides in the State agency to conserve resident species
of plants determined by the State agency or the Secretary to be endangered
or threatened;
(B) the State agency has established acceptable conservation programs,
consistent with the purposes and policies of this Act, for all resident
species of plants in the State which are deemed by the Secretary to be
endangered or threatened, and has furnished a copy of such plan and program
together with all pertinent details, information, and data requested to
the Secretary;
(C) the State agency is authorized to conduct investigations to determine
the status and requirements for survival of resident species of plants;
and
(D) provision is made for public participation in designating resident
species of plants as endangered or threatened; or that under the State
program-
(i) the requirements set forth in subparagraphs (C) and (D) of this paragraph
are complied with, and
(ii) plans are included under which immediate attention will be given
to those resident species of plants which are determined by the Secretary
or the State agency to be endangered or threatened and which the Secretary
and the State agency agree are most urgently in need of conservation programs;
except that a cooperative agreement entered into with a State whose program
is deemed adequate and active pursuant to clause (i) and this clause shall
not affect the applicability of prohibitions set forth in or authorized
pursuant to section 4(d) or section 9(a)(1) with respect to the taking
of any resident endangered or threatened species.
(d) ALLOCATION OF FUNDS.
(1) The Secretary is authorized to provide financial assistance to any
State, through its respective State agency, which has entered into a cooperative
agreement pursuant to subsection (c) of this section to assist in development
of programs for the conservation of endangered and threatened species
or to assist in monitoring the status of candidate species pursuant to
subparagraph (C) of section 4(b)(3) and recovered species pursuant to
section 4(g). The Secretary shall allocate each annual appropriation made
in accordance with the provisions of subsection (i) of this section to
such States based on consideration of-
(A) the international commitments of the United States to protect endangered
species or threatened species;
(B) the readiness of a State to proceed with a conservation program consistent
with the objectives and purposes of this Act;
(C) the number of endangered species and threatened species within a State;
(D) the potential for restoring endangered species and threatened species
within a State;
(E) the relative urgency to initiate a program to restore and protect
an endangered species or threatened species in terms of survival of the
species;
(F) the importance of monitoring the status of candidate species within
a State to prevent a significant risk to the well being of any such species;
and
(G) the importance of monitoring the status of recovered species within
a State to assure that such species do not return to the point at which
the measures provided pursuant to this Act are again necessary.
So much of the annual appropriation made in accordance with provisions
of subsection (i) of this section allocated for obligation to any State
for any fiscal year as remains unobligated at the close thereof is authorized
to fie made available to that State until the close of the succeeding
fiscal year. Any amount allocated to any State which is unobligated at
the end of the period during which it is available for expenditure is
authorized to be made available for expenditure by the Secretary in conducting
programs under this section.
(2) Such cooperative agreements shall provide for-
(A) the actions to be taken by the Secretary and the States;
(B) the benefits that are expected to be derived in connection with the
conservation of endangered or threatened species;
(C) the estimated cost of these actions; and
(D) the share of such costs to be borne by the Federal Government and
by the States; except that-
(i) the Federal share of such program costs shall not exceed 75 percent
of the estimated program cost stated in the agreement; and
(ii) the Federal share may be increased to 90 percent whenever two or
more States having a common interest in one or more endangered or threatened
species, the conservation of which may be enhanced by cooperation of such
States, enter jointly into agreement with the Secretary.
The Secretary may, in his discretion, and under such rules and regulations
as he may prescribe, advance funds to the State for financing the United
States pro rata share agreed upon in the cooperative agreement. For the
purposes of this section, the non-Federal share may, in the discretion
of the Secretary, be in the form of money or real property, the value
of which will be determined by the Secretary whose decision shall be final.
(e) REVIEW OF STATE PROGRAMS. Any action taken
by the Secretary under this section shall be subject to his periodic review
at no greater than annual intervals.
(f) CONFLICTS BETWEEN FEDERAL AND STATE LAWS.
Any State law or regulation which applies with respect to the importation
or exportation of, or interstate or foreign commerce in, endangered species
or threatened species is void to the extent that it may effectively
(1) permit what is prohibited by this Act of by any regulation which implements
this Act, or
(2) prohibit what is authorized pursuant to an exemption or permit provided
for in this Act or in any regulation which implements this Act. This Act
shall not otherwise be construed to void any State law or regulation which
is intended to conserve migratory, resident, or introduced fish or wildlife,
or to permit or prohibit sale of such fish or wildlife. Any State law
or regulation respecting the taking of an endangered species or threatened
species may be more restrictive than the exemptions or permits provided
for in this Act or in any regulation which implements this Act but not
less restrictive than the prohibitions so defined.
(g) TRANSITION.
(1) For purposes of this subsection, the term "establishment period"
means, with respect to any State, the period beginning on the date of
enactment of this Act and ending on whichever of the following dates first
occurs:
(A) the date of the close of the 120-day period following the adjournment
of the first regular session of the legislature of such State which commences
after such date of enactment, or
(B) the date of the close of the 15 month period following such date of
enactment.
(2) The prohibitions set forth in or authorized pursuant to sections 4(d)
and 9(a)(1)(B) of this Act shall not apply with respect to the taking
of any resident endangered species or threatened species (other than species
listed in Appendix I to the Convention or otherwise specifically covered
by any other treaty or Federal law) within any State-
(A) which is then a party to a cooperative agreement with the Secretary
pursuant to section 6(c) of this Act (except to the extent that the taking
of any such species is contrary to the law of such State); or
(B) except for any time within the establishment period when-
(i) the Secretary applies such prohibition to such species at the request
of the State, or
(ii) the Secretary applies such prohibition after he finds, and publishes
his finding, that an emergency exists posing a significant risk to the
well-being of such species and that the prohibition must be applied to
protect such species. The Secretary's finding and publication may be made
without regard to the public hearing or comment provisions of section
553 of title 5, United States Code, or any other provision of this Act;
but such prohibition shall expire 90 days after the date of its imposition
unless the Secretary further extends such prohibition by publishing notice
and a statement of justification of such extension.
(h) REGULATIONS. The Secretary is authorized to
promulgate such regulations as may be appropriate to carry out the provisions
of this section relating to financial assistance to States.
(i) APPROPRIATIONS.
(1) To carry out the provisions of this section for fiscal years after
September 30, 1988, there shall be deposited into a special fund known
as the cooperative endangered species conservation fund, to be administered
by the Secretary, an amount equal to five percent of the combined amounts
covered each fiscal year into the Federal aid to wildlife restoration
fund under section 3 of the Act of September 2, 1937, and paid, transferred,
or otherwise credited each fiscal year to the Sport Fishing Restoration
Account established under 1016 of the Act of July 18, 1984.
(2) Amounts deposited into the special fund are authorized to be appropriated
annually and allocated in accordance with subsection (d) of this section.
Section 7. Interagency Cooperation
(a) FEDERAL AGENCY ACTIONS AND CONSULTATIONS.
(1) The Secretary shall review other programs administered by him and
utilize such programs in furtherance of the purposes of this Act. All
other Federal agencies shall, in consultation with and with the assistance
of the Secretary, utilize their authorities in furtherance of the purposes
of this Act by carrying out programs for the conservation of endangered
species and threatened species listed pursuant to section 4 of this Act.
(2) Each Federal agency shall, in consultation with and with the assistance
of the Secretary, insure that any action authorized, funded, or carried
out by such agency (hereinafter in this section referred to as an "agency
action") is not likely to jeopardize the continued existence of any
endangered species or threatened species or result in the destruction
or adverse modification of habitat of such species which is determined
by the Secretary, after consultation as appropriate with affected States,
to be critical, unless such agency has been granted an exemption for such
action by the Committee pursuant to subsection (h) of this section. In
fulfilling the requirements of this paragraph each agency shall use the
best scientific and commercial data available.
(3) Subject to such guidelines as the Secretary may establish, a Federal
agency shall consult with the Secretary on any prospective agency action
at the request of, and in cooperation with, the prospective permit or
license applicant if the applicant has reason to believe that an endangered
species or a threatened species may be present in the area affected by
his project and that implementation of such action will likely affect
such species.
(4) Each Federal agency shall confer with the Secretary on any agency
action which is likely to jeopardize the continued existence of any species
proposed to be listed under section 4 or result in the destruction or
adverse modification of critical habitat proposed to be designated for
such species. This paragraph does not require a limitation on the commitment
of resources as described in subsection (d).
(b) OPINION OF SECRETARY.
(1)(A) Consultation under subsection (a)(2) with respect to any agency
action shall be concluded within the 90-day period beginning on the date
on which initiated or, subject to subparagraph (B), within such other
period of time as is mutually agreeable to the Secretary and the Federal
agency;
(B) in the case of an agency action involving a permit or license applicant,
the Secretary and the Federal agency may not mutually agree to conclude
consultation within a period exceeding 90 days unless the Secretary, before
the close of the 90th day referred to in subparagraph (A)-
(i) if the consultation period proposed to be agreed to will end before
the 150th day after the date on which consultation was initiated, submits
to the applicant a written statement setting forth-
(I) the reasons why a longer period is required;
(II) the information that is required to complete the consultation; and
(III) the estimated date on which consultation will be completed; or
(ii) if the consultation period proposed to be agreed to will end 150
or more days after the date on which consultation was initiated, obtains
the consent of the applicant to such period. The Secretary and the Federal
agency may mutually agree to extend a consultation period established
under the preceding sentence if the Secretary, before the close of such
period, obtains the consent of the applicant to the extension.
(2) Consultation under subsection (a)(3) shall be concluded within such
period as is agreeable to the Secretary, the Federal agency, and the applicant
concerned.
(3)(A) Promptly after conclusion of consultation under paragraph (2) or
(3) of subsection (a), the Secretary shall provide to the Federal agency
and the applicant, if any, a written statement setting forth the Secretary's
opinion, and a summary of the information on which the opinion is based,
detailing how the agency action affects the species or its critical habitat.
If jeopardy or adverse modification is found, the Secretary shall suggest
those reasonable and prudent alternatives which he believes would not
violate subsection (a)(2) and can be taken by the Federal agency or applicant
in implementing the agency action.
(B) Consultation under subsection (a)(3), and an opinion based by the
Secretary incident to such consultation, regarding an agency action shall
be treated respectively as a consultation under subsection (a)(2), and
as an opinion issued after consultation under such subsection, regarding
that action if the Secretary reviews the action before it is commenced
by the Federal agency and finds, and notifies such agency, that no significant
changes have been made with respect to the action and that no significant
change has occurred regarding the information used during the initial
consultation.
(4) If after consultation under subsection (a)(2) of this section, the
Secretary concludes that-
(A) the agency action will not violate such subsection, or offers reasonable
and prudent alternatives which the Secretary believes would not violate
such subsection;
(B) the taking of an endangered species or a threatened species incidental
to the agency action will not violate such subsection; and
(C) if an endangered species or threatened species of a marine mammal
is involved, the taking is authorized pursuant to section 1371(a)(5) of
this title; the Secretary shall provide the Federal agency and the applicant
concerned, if any, with a written statement that-
(i) specifies the impact of such incidental taking on the species,
(ii) specifies those reasonable and prudent measures that the Secretary
considers necessary or appropriate to minimize such impact,
(iii) in the case of marine mammals, specifies those measures that are
necessary to comply with section 1371(a)(5) of this title with regard
to such taking, and
(iv) sets forth the terms and conditions (including, but not limited to,
reporting requirements) that must be complied with by the Federal agency
or applicant (if any), or both, to implement the measures specified under
clauses (ii) and (iii).
(c) BIOLOGICAL ASSESSMENT.
(1) To facilitate compliance with the requirements of subsection (a)(2)
each Federal agency shall, with respect to any agency action of such agency
for which no contract for construction has been entered into and for which
no construction has begun on the date of enactment of the Endangered Species
Act Amendments of 1978, request of the Secretary information whether any
species which is listed or proposed to be listed may be present in the
area of such proposed action. If the Secretary advises, based on the best
scientific and commercial data available, that such species may be present,
such agency shall conduct a biological assessment for the purpose of identifying
any endangered species or threatened species which is likely to be affected
by such action. Such assessment shall be completed within 180 days after
the date on which initiated (or within such other period as is mutually
agreed to by the Secretary and such agency, except that if a permit or
license applicant is involved, the 180-day period may not be extended
unless such agency provides the applicant, before the close of such period,
with a written statement setting forth the estimated length of the proposed
extension and the reasons therefore) and, before any contract for construction
is entered into and before construction is begun with respect to such
action. Such assessment may be undertaken as part of a Federal agency's
compliance with the requirements of section 102 of the National Environmental
Policy Act of 1969 (42 U.S. C. 4332).
(2) Any person who may wish to apply for an exemption under subsection
(g) of this section for that action may conduct a biological assessment
to identify any endangered species or threatened species which is likely
to be affected by such action. Any such biological assessment must, however,
be conducted in cooperation with the Secretary and under the supervision
of the appropriate Federal agency.
(d) LIMITATION ON COMMITMENT OF RE SOURCES. After
initiation of consultation required under subsection (a)(2), the Federal
agency and the permit or license applicant shall not make any irreversible
or irretrievable commitment of resources with respect to the agency action
which has the effect of foreclosing the formulation or implementation
of any reasonable and prudent alternative measures which would not violate
subsection (a)(2).
(e)(1) ESTABLISHMENT OF COMMITTEE. There is established
a committee to be known as the Endangered Species Committee (hereinafter
in this section referred to as the "Committee").
(2) The Committee shall review any application submitted to it pursuant
to this section and determine in accordance with subsection (h) of this
section whether or not to grant an exemption from the requirements of
subsection (a)(2) of this action for the action set forth in such application.
(3) The Committee shall be composed of seven members as follows:
(A) The Secretary of Agriculture.
(B) The Secretary of the Army.
(C) The Chairman of the Council of Economic Advisors.
(D) The Administrator of the Environmental Protection Agency. Agency.
(E) The Secretary of the Interior.
(F) The Administrator of the National Oceanic and Atmospheric Administration.
(G) The President, after consideration of any recommendations received
pursuant to subsection (g)(2)(B) shall appoint one individual from each
affected State, as determined by the Secretary, to be a member of the
Committee for the consideration of the application for exemption for an
agency action with respect to which such recommendations are made, not
later than 30 days after an application is submitted pursuant to this
section.
(4)(A) Members of the Committee shall receive no additional pay on account
of their service on the Committee.
(B) While away from their homes or regular places of business in the performance
of services for the Committee, members of the Committee shall be allowed
travel expenses, including per diem in lieu of subsistence, in the same
manner as persons employed intermittently in the Government service are
allowed expenses under section 5703 of title 5 of the United States Code.
(5)(A) Five members of the Committee or their representatives shall constitute
a quorum for the transaction of any function of the Committee, except
that, in no case shall any representative be considered in determining
the existence of a quorum for the transaction of any function of the Committee
if that function involves a vote by the Committee on any matter before
the Committee.
(B) The Secretary of the Interior shall be the Chairman of the Committee.
(C) The Committee shall meet at the call of the Chairman or five of its
members.
(D) All meetings and records of the Committee shall be open to the public.
(6) Upon request of the Committee, the head of any Federal agency is authorized
to detail, on a nonreimbursable basis, any of the personnel of such agency
to the Committee to assist it in carrying out its duties under this section.
(7)(A) The Committee may for the purpose of carrying out its duties under
this section hold such hearings, sit and act at such times and places,
take such testimony, and receive such evidence, as the Committee deems
advisable.
(B) When so authorized by the Committee, any member or agent of the Committee
may take any action which the Committee is authorized to take by this
paragraph.
(C) Subject to the Privacy Act, the Committee may secure directly from
any Federal agency information necessary to enable it to carry out its
duties under this section. Upon request of the Chairman of the Committee,
the head of such Federal agency shall furnish such information to the
Committee.
(D) The Committee may use the United States mails in the same manner and
upon the same conditions as a Federal agency.
(E) The Administrator of General Services shall provide to the Committee
on a reimbursable basis such administrative support services as the Committee
may request.
(8) In carrying out its duties under this section, the Committee may promulgate
and amend such rules, regulations, and procedures, and issue and amend
such orders as it deems necessary.
(9) For the purpose of obtaining information necessary for the consideration
of an application for an exemption under this section the Committee may
issue subpoenas for the attendance and testimony of witnesses and the
production of relevant papers, books, and documents.
(10) In no case shall any representative, including a representative of
a member designated pursuant to paragraph (3)(G) of this subsection, be
eligible to cast a vote on behalf of any member.
(f) REGULATIONS. Not later than 90 days after
the date of enactment of the Endangered Species Act Amendments of 1978,
the Secretary shall promulgate regulations which set forth the form and
manner in which applications for exemption shall be submitted to the Secretary
and the information to be contained in such applications. Such regulations
shall require that information submitted in an application by the head
of any Federal agency with respect to any agency action include but not
be limited to-
(1) a description of the consultation process carried out pursuant to
subsection (a)(2) of this section between the head of the Federal agency
and the Secretary; and
(2) a statement describing why such action cannot be altered or modified
to conform with the requirements of subsection (a)(2) of this section.
(g) APPLICATION FOR EXEMPTION AND REPORT TO THE
COMMITTEE.
(1) A Federal agency, the Governor of the State in which an agency action
will occur, if any, or a permit or license applicant may apply to the
Secretary for an exemption for an agency action of such agency if, after
consultation under subsection (a)(2), the Secretary's opinion under subsection
(b) indicates that the agency action would violate subsection (a)(2).
An application for an exemption shall be considered initially by the Secretary
in the manner provided for in this subsection, and shall be considered
by the Committee for a final determination under subsection (h) after
a report is made pursuant to paragraph (5). The applicant for an exemption
shall be referred to as the "exemption applicant" in this section.
(2)(A) An exemption applicant shall submit a written application to the
Secretary, in a form prescribed under subsection (f), not later than 90
days after the completion of the consultation process; except that, in
the case of any agency action involving a permit or license applicant,
such application shall be submitted not later than 90 days after the date
on which the Federal agency concerned takes final agency action with respect
to the issuance of the permit or license. For purposes of the preceding
sentence, the term "final agency action" means (i) a disposition
by an agency with respect to the issuance of a permit or license that
is subject to administrative review, whether or not such disposition is
subject to judicial review; or (ii) if administrative review is sought
with respect to such disposition, the decision resulting after such review.
Such application shall set forth the reasons why the exemption applicant
considers that the agency action meets the requirements for an exemption
under this subsection.
(B) Upon receipt of an application for exemption for an agency action
under paragraph (1), the Secretary shall promptly
(i) notify the Governor of each affected State, if any, as determined
by the Secretary, and request the Governors so notified to recommend individuals
to be appointed to the Endangered Species Committee for consideration
of such application; and
(ii) publish notice of receipt of the application in the Federal Register,
including a summary of the information contained in the application and
a description of the agency action with respect to which the application
for exemption has been filed.
(3) The Secretary shall within 20 days after the receipt of an application
for exemption, or within such other period of time as is mutually agreeable
to the exemption applicant and the Secretary
(A) determine that the Federal agency concerned and the exemption applicant
have-
(i) carried out the consultation responsibilities described in subsection
(a) in good faith and made a reasonable and responsible effort to develop
and fairly consider modifications or reasonable and prudent alternatives
to the proposed agency action which would not violate subsection (a)(2);
(ii) conducted any biological assessment required by subsection (c); and
(iii) to the extent determinable within the time provided herein, refrained
from making any irreversible or irretrievable commitment of resources
prohibited by subsection (d); or
(B) deny the application for exemption because the Federal agency concerned
or the exemption applicant have not met the requirements set forth in
subparagraph (A) (i), (ii), and (iii). The denial of an application under
subparagraph (B) shall be considered final agency action for purposes
of chapter 7 of title 5, United States Code.
(4) If the Secretary determines that the Federal agency concerned and
the exemption applicant have met the requirements set forth in paragraph
(3)(A) (i), (ii) and (iii) he shall, in consultation with the Members
of the Committee, hold a hearing on the application for exemption in accordance
with sections 554, 555, and 556 (other than subsection (b) (1) and (2)
thereof) of title 5, United States Code, and prepare the report to be
submitted pursuant to paragraph (5).
(5) Within 140 days after making the determinations under paragraph (3)
or within such other period of time as is mutually agreeable to the exemption
applicant and the Secretary, the Secretary shall submit to the Committee
a report discussing-
(A) the availability of reasonable and prudent alternatives to the agency
action, and the nature and extent of the benefits of the agency action
and of alternative courses of action consistent with conserving the species
of the critical habitat;
(B) a summary of the evidence concerning whether or not the agency action
is in the publi interest and is of national or regional significance;
(C) appropriate reasonable mitigation and enhancement measures which should
be considered by the Committee; and
(D) whether the Federal agency concerned and the exemption applicant refrained
from making any irreversible or irretrievable commitment of resources
prohibited by subsection (d).
(6) To the extent practicable within the time required for action under
subsection (g) of this section, and except to the extent inconsistent
with the requirements of this section, the consideration of any application
for an exemption under this section and the conduct of any hearing under
this subsection shall be in accordance with sections 554, 555, and 556
(other than subsection (b)(3) of section 556) of title 5, United States
Code.
(7) Upon request of the Secretary, the head of any Federal agency is authorized
to detail, on a nonreimbursable basis, any of the personnel of such agency
to the Secretary to assist him in carrying out his duties under this section.
(8) All meetings and records resulting from activities pursuant to this
subsection shall be open to the public.
(h) EXEMPTION.
(1) The Committee shall make a final determination whether or not to grant
an exemption within 30 days after receiving the report of the Secretary
pursuant to subsection (g)(5). The Committee shall grant an exemption
from the requirements of subsection (a)(2) for an agency action if, by
a vote of not less than five of its members voting in person-
(A) it determines on the record, based on the report of the Secretary,
the record of the hearing held under subsection (g)(4), and on such other
testimony or evidence as it may receive, that-
(i) there are no reasonable and prudent alternatives to the agency action;
(ii) the benefits of such action clearly outweigh the benefits of alternative
courses of action consistent with conserving the species or its critical
habitat, and such action is in the public interest;
(iii) the action is of regional or national significance; and
(iv) neither the Federal agency concerned nor the exemption applicant
made any irreversible or irretrievable commitment of resources prohibited
by subsection (d); and
(B) it establishes such reasonable mitigation and enhancement measures,
including, but not limited to, live propagation, transplantation, and
habitat acquisition and improvement, as are necessary and appropriate
to minimize the adverse effects of the agency action upon the endangered
species, threatened species, or critical habitat concerned.
Any final determination by Committee under this subsection shall be considered
final agency action for purposes of chapter 7 of title 5 of the United
States Code.
(2)(A) Except as provided in subparagraph (B), an exemption for an agency
action granted under paragraph (1) shall constitute a permanent exemption
with respect to all endangered or threatened species for the purposes
of completing such agency action-
(i) regardless whether the species was identified in the biological assessment;
and
(ii) only if a biological assessment has been conducted under subsection
(c) with respect to such agency action.
(B) An exemption shall be permanent under subparagraph (A) unless-
(i) the Secretary finds, based on the best scientific and commercial data
available, that such exemption would result in the extinction of a species
that was not the subject of consultation under subsection (a)(2) or was
not identified in any biological assessment conducted under subsection
(c), and
(ii) the Committee determines within 60 days after the date of the Secretary's
finding that the exemption should not be permanent.
If the Secretary makes a finding described in clause (i), the Committee
shall meet with respect to the matter within 30 days after the date of
the finding.
(i) REVIEW BY SECRETARY OF STATE. Notwithstanding
any other provision of this Act, the Committee shall be prohibited from
considering for exemption any application made to it, if the Secretary
of State, after a review of the proposed agency action and its potential
implications, and after hearing, certifies, in writing, to the Committee
within 60 days of any application made under this section that the granting
of any such exemption and the carrying out of such action would be in
violation of an international treaty obligation or other international
obligation of the United States. The Secretary of State shall, at the
time of such certification, publish a copy thereof in the Federal Register.
(j) Notwithstanding any other provision of this
Act, the Committee shall grant an exemption for any agency action if the
Secretary of Defense finds that such exemption is necessary for reasons
of national security.
(k) SPECIAL PROVISIONS. An exemption decision
by the Committee under this section shall not be a major Federal action
for purposes of the National Environmental Policy Act of 1969 (42 U.S.C.
4321 et seq.): Provided, That an environmental impact statement which
discusses the impacts upon endangered species or threatened species or
their critical habitats shall have been previously prepared with respect
to any agency action exempted by such order.
(l) COMMITTEE ORDERS.
(1) If the Committee determines under subsection (h) that an exemption
should be granted with respect to any agency action, the Committee shall
issue an order granting the exemption and specifying the mitigation and
enhancement measures established pursuant to subsection (h) which shall
be carried out and paid for by the exemption applicant in implementing
the agency action. All necessary mitigation and enhancement measures shall
be authorized prior to the implementing of the agency action and funded
concurrently with all other project features.
(2) The applicant receiving such exemption shall include the costs of
such mitigation and enhancement measures within the overall costs of continuing
the proposed action. Notwithstanding the preceding sentence the costs
of such measures shall not be treated as project costs for the purpose
of computing benefit-cost or other ratios for the proposed action. Any
applicant may request the Secretary to carry out such mitigation and enhancement
measures. The costs incurred by the Secretary in carrying out any such
measures shall be paid by the applicant receiving the exemption. No later
than one year after the granting of an exemption, the exemption applicant
shall submit to the Council on Environmental Quality a report describing
its compliance with the mitigation and enhancement measures prescribed
by this section. Such report shall be submitted annually until all such
mitigation and enhancement measures have been completed. Notice of the
public availability of such reports shall be published in the Federal
Register by the Council on Environmental Quality.
(m) NOTICE. The 60-day notice requirement of section
11(g) of this Act shall not apply with respect to review of any final
determination of the Committee under subsection (h) of this section granting
an exemption from the requirements of subsection (a)(2) of this section.
(n) JUDICIAL REVIEW. Any person, as defined by
section 3(13) of this Act, may obtain judicial review, under chapter 7
of title 5 of the United States Code, of any decision of the Endangered
Species Committee under subsection (h) in the United States Court of Appeals
for
(1) any circuit wherein the agency action concerned will be, or is being,
carried out, or
(2) in any case in which the agency action will be, or is being, carried
out outside of any circuit, the District of Columbia, by filing in such
court within 90 days after the date of issuance of the decision, a written
petition for review. A copy of such petition shall be transmitted by the
clerk of the court to the Committee and the Committee shall file in the
court the record in the proceeding, as provided in section 2112, of title
28, United States Code. Attorneys designated by the Endangered Species
Committee may appear for, and represent the Committee in any action for
review under this subsection.
(o) EXEMPTION AS PROVIDING EXCEPTION ON TAKING
OF ENDANGERED SPECIES. Notwithstanding sections 1533(d) and 1538(a)(1)(B)
and (C) of this title, sections 1371 and 1372 of this title, or any regulation
promulgated to implement any such section-
(1) any action for which an exemption is granted under subsection (h)
of this section shall not be considered to be a taking of any endangered
species or threatened species with respect to any activity which is necessary
to carry out such action; and
(2) any taking that is in compliance with the terms and conditions specified
in a written statement provided under subsection (b)(4)(iv) of this section
shall not be considered to be a prohibited taking of the species concerned.
(p) EXEMPTIONS IN PRESIDENTIALLY DECLARED DISASTER
AREAS. In any area which has been declared by the President to be a major
disaster area under the Disaster Relief Act of 1974, the President is
authorized to make the determinations required by subsections (g) and
(h) of this section for any project for the repair or replacement of a
public facility substantially as it existed prior to the disaster under
section 401 or 402 of the Disaster Relief Act of 1974, and which the President
determines
(1) is necessary to prevent the recurrence of such a natural disaster
and to reduce the potential loss of human life, and
(2) to involve an emergency situation which does not allow the ordinary
procedures of this section to be followed. Notwithstanding any other provision
of this section, the Committee shall accept the determinations of the
President under this subsection.
Section 8. International Cooperation
(a) FINANCIAL ASSISTANCE. As a demonstration of
the commitment of the United States to the worldwide protection of endangered
species and threatened species, the President may, subject to the provisions
of section 1415 of the Supplemental Appropriation Act, 1953 (31 U.S.C.
724), use foreign currencies accruing to the United States Government
under the Agricultural Trade Development and Assistance Act of 1954 or
any other law to provide to any foreign country (with its consent) assistance
in the development and management of programs in that country which the
Secretary determines to be necessary or useful for the conservation of
any endangered species or threatened species listed by the Secretary pursuant
to section 4 of this Act. The President shall provide assistance (which
includes, but is not limited to, the acquisition, by lease or otherwise,
of lands, waters, or interests therein) to foreign countries under this
section under such terms and conditions as he deems appropriate. Whenever
foreign currencies are available for the provision of assistance under
this section, such currencies shall be used in preference to funds appropriated
under the authority of section 15 of this Act.
(b) ENCOURAGEMENT OF FOREIGN PROGRAMS. In order
to carry out further the provisions of this Act, the Secretary, through
the Secretary of State shall encourage-
(1) foreign countries to provide for the conservation of fish or wildlife
and plants including endangered species and threatened species listed
pursuant to section 4 of this Act;
(2) the entering into of bilateral or multilateral agreements with foreign
countries to provide for such conservation; and
(3) foreign persons who directly or indirectly take fish or wildlife or
plants in foreign countries or on the high seas for importation into the
United States for commercial or other purposes to develop and carry out
with such assistance as he may provide, conservation practices designed
to enhance such fish or wildlife or plants and their habitat.
(c) PERSONNEL. After consultation with the Secretary
of State, the Secretary may-
(1) assign or otherwise make available any officer or employee of his
department for the purpose of cooperating with foreign countries and international
organizations in developing personnel resources and programs which promote
the conservation of fish or wildlife or plants, and
(2) conduct or provide financial assistance for the educational training
of foreign personnel, in this country or abroad, in fish, wildlife, or
plant management, research and law enforcement and to render professional
assistance abroad in such matters.
(d) INVESTIGATIONS. - After consultation with
the Secretary of State and the Secretary of the Treasury, as appropriate,
the Secretary may conduct or cause to be conducted such law enforcement
investigations and research abroad as he deems necessary to carry out
the purposes of this Act.
Section 8A. CONVENTION IMPLEMENTATION
(a) MANAGEMENT AUTHORITY AND SCIENTIFIC AUTHORITY.
The Secretary of the Interior (hereinafter in this section referred to
as the "Secretary") is designated as the Management Authority
and the Scientific Authority for purposes of the Convention and the respective
functions of each such Authority shall be carried out through the United
States Fish and Wildlife Service.
(b) MANAGEMENT AUTHORITY FUNCTIONS. The Secretary
shall do all things necessary and appropriate to carry out the functions
of the Management Authority under the Convention.
(c) SCIENTIFIC AUTHORITY FUNCTIONS.
(1) The Secretary shall do all things necessary and appropriate to carry
out the functions of the Scientific Authority under the Convention.
(2) The Secretary shall base the determinations and advice given by him
under Article IV of the Convention with respect to wildlife upon the best
available biological information derived from professionally accepted
wildlife management practices; but is not required to make, or require
any State to make, estimates of population size in making such determinations
or giving such advice.
(d) RESERVATIONS BY THE UNITED STATES UNDER CONVENTION.
If the United States votes against including any species in Appendix I
or II of the Convention and does not enter a reservation pursuant to paragraph
(3) of Article XV of the Convention with respect to that species, the
Secretary of State, before the 90th day after the last day on which such
a reservation could be entered, shall submit to the Committee on Merchant
Marine and Fisheries of the House of Representatives, and to the Committee
on the Environment and Public Works of the Senate, a written report setting
forth the reasons why such a reservation was not entered.
(e) WILDLIFE PRESERVATION IN WESTERN HEMISPHERE.
(1) The Secretary of the Interior (hereinafter in this subsection referred
to as the "Secretary"), in cooperation with the Secretary of
State, shall act on behalf of, and represent, the United States in all
regards as required by the Convention on Nature Protection and Wildlife
Preservation in the Western Hemisphere (56 Stat. 1354, T.S. 982, hereinafter
in this subsection referred to as the "Western Convention").
In the discharge of these responsibilities, the Secretary and the Secretary
of State shall consult with the Secretary of Agriculture, the Secretary
of Commerce, and the heads of other agencies with respect to matters relating
to or affecting their areas of responsibility.
(2) The Secretary and the Secretary of State shall, in cooperation with
the contracting parties to the Western Convention and, to the extent feasible
and appropriate, with the participation of State agencies, take such steps
as are necessary to implement the Western Convention. Such steps shall
include, but not be limited to
(A) cooperation with contracting parties and international organizations
for the purpose of developing personnel resources and programs that will
facilitate implementation of the Western Convention;
(B) identification of those species of birds that migrate between the
United States and other contracting parties, and the habitats upon which
those species depend, and the implementation of cooperative measures to
ensure that such species will not become endangered or threatened; and
(C) identification of measures that are necessary and appropriate to implement
those provisions of the Western Convention which address the protection
of wild plants.
(3) No later than September 30, 1985, the Secretary and the Secretary
of State shall submit a report to Congress describing those steps taken
in accordance with the requirements of this subsection and identifying
the principal remaining actions yet necessary for comprehensive and effective
implementation of the Western Convention.
(4) The provisions of this subsection shall not be construed as affecting
the authority, jurisdiction, or responsibility of the several States to
manage, control, or regulate resident fish or wildlife under State law
or regulations.
Section 9. Prohibited Acts
(a) GENERAL.
(1) Except as provided in sections 6(g)(2) and 10 of this Act, with respect
to any endangered species of fish or wildlife listed pursuant to section
4 of this Act it is unlawful for any person subject to the jurisdiction
of the United States to-
(A) import any such species into, or export any such species from the
United States;
(B) take any such species within the United States or the territorial
sea of the United States;
(C) take any such species upon the high seas;
(D) possess, sell, deliver, carry, transport, or ship, by any means whatsoever,
any such species taken in violation of subparagraphs (B) and (C);
(E) deliver, receive, carry, transport, or ship in interstate or foreign
commerce, by any means whatsoever and in the course of a commercial activity,
any such species;
(F) sell or offer for sale in interstate or foreign commerce any such
species; or
(G) violate any regulation pertaining to such species or to any threatened
species of fish or wildlife listed pursuant to section 4 of this Act and
promulgated by the Secretary pursuant to authority provided by this Act.
(2) Except as provided in sections 6(g)(2) and 10 of this Act, with respect
to any endangered species of plants listed pursuant to section 4 of this
Act, it is unlawful for any person subject to the jurisdiction of the
United States to-
(A) import any such species into, or export any such species from, the
United States;
(B) remove and reduce to possession any such species from areas under
Federal jurisdiction; maliciously damage or destroy any such species on
any such area; or remove, cut, dig up, or damage or destroy any such species
on any other area in knowing violation of any law or regulation of any
state or in the course of any violation of a state criminal trespass law;
(C) deliver, receive, carry, transport, or ship in interstate or foreign
commerce, by any means whatsoever and in the course of a commercial activity,
any such species;
(D) sell or offer for sale in interstate or foreign commerce any such
species; or
(E) violate any regulation pertaining to such species or to any threatened
species of plants listed pursuant to section 4 of this Act and promulgated
by the Secretary pursuant to authority provided by this Act.
(b)(1) SPECIES HELD IN CAPTIVITY OR CONTROLLED
ENVIRONMENT. The provisions of subsections (a)(1)(A) and (a)(1)(G) of
this section shall not apply to any fish or wildlife which was held in
captivity or in a controlled environment on
(A) December 28, 1973, or
(B) the date of the publication in the Federal Register of a final regulation
adding such fish or wildlife species to any list published pursuant to
subsection (c) of section 4 of this Act: Provided, That such holding and
any subsequent holding or use of the fish or wildlife was not in the course
of a commercial activity. With respect to any act prohibited by subsections
(a)(1)(A) and (a)(1)(G) of this section which occurs after a period of
180 days from
(i) December 28, 1973, or
(ii) the date of publication in the Federal Register of a final regulation
adding such fish or wildlife species to any list published pursuant to
subsection (c) of section 4 of this Act, there shall be a rebuttable presumption
that the fish or wildlife involved in such act is not entitled to the
exemption contained in this subsection.
(2)(A) The provisions of subsections (a)(1) shall not apply to-
(i) any raptor legally held in captivity or in a controlled environment
on the effective date of the Endangered Species Act Amendments of 1978;
or
(ii) any progeny of any raptor described in clause (i); until such time
as any such raptor or progeny is intentionally returned to a wild state.
(B) Any person holding any raptor or progeny described in subparagraph
(A) must be able to demonstrate that the raptor or progeny does, in fact,
qualify under the provisions of this paragraph, and shall maintain and
submit to the Secretary, on request, such inventories, documentation,
and records as the Secretary may by regulation require as being reasonably
appropriate to carry out the purposes of this paragraph. Such requirements
shall not unnecessarily duplicate the requirements of other rules and
regulations promulgated by the Secretary.
(c) VIOLATION OF CONVENTION.
(1) It is unlawful for any person subject to the jurisdiction of the United
States to engage in any trade in any specimens contrary to the provisions
of the Convention, or to possess any specimens traded contrary to the
provisions of the Convention, including the definitions of terms in article
I thereof
(2) Any importation into the United States of fish or wildlife shall,
if-
(A) such fish or wildlife is not an endangered species listed pursuant
to section 4 of this Act but is listed in Appendix II of the Convention;
(B) the taking and exportation of such fish or wildlife is not contrary
to the provisions of the Convention and all other applicable requirements
of the Convention have been satisfied;
(C) the applicable requirements of subsections (d), (e), and (f) of this
section have been satisfied; and
(D) such importation is not made in the course of a commercial activity;
be presumed to be an importation not in violation of any provision of
this Act or any regulation issued pursuant to this Act.
(d) IMPORTS AND EXPORTS.
(1) IN GENERAL. It is unlawful for any person, without first having obtained
permission from the Secretary, to engage in business-
(A) as an importer or exporter of fish or wildlife (other
than shellfish and fishery products which
(i) are not listed pursuant to section 4 of this
Act as endangered species or threatened species, and
(ii) are imported for purposes of human or animal
consumption or taken in waters under the jurisdiction of the United States
or on the high seas for recreational purposes) or plants; or
(B) as an importer or exporter of any amount of raw or worked
African elephant ivory.
(2) REQUIREMENTS. Any person required to obtain permission under paragraph
(1) of this subsection shall-
(A) keep such records as will fully and correctly disclose
each importation or exportation of fish, wildlife, plants, or African
elephant ivory made by him and the subsequent disposition made by him
with respect to such fish, wildlife, plants, or ivory;
(B) at all reasonable times upon notice by a duly authorized
representative of the Secretary, afford such representative access to
his place of business, an opportunity to examine his inventory of imported
fish, wildlife, plants, or African elephant ivory and the records required
to be kept under subparagraph (A) of this paragraph, and to
copy such records; and
(C) file such reports as the Secretary may require.
(3) REGULATIONS. The Secretary shall prescribe such regulations as are
necessary and appropriate to carry out the purposes of this subsection.
(4) RESTRICTION ON CONSIDERATION OF VALUE OR AMOUNT OF AFRICAN ELEPHANT
IVORY IMPORTED OR EXPORTED. In granting permission under this subsection
for importation or exportation of African elephant ivory, the Secretary
shall not vary the requirements for obtaining such permission on the basis
of the value or amount of ivory imported or exported under such permission.
(e) REPORTS. It is unlawful for any person importing
or exporting fish or wildlife (other than shellfish and fishery products)
which
(1) are not listed pursuant to section 4 of this Act as endangered or
threatened species, and
(2) are imported for purposes of human or animal consumption or taken
in waters under the jurisdiction of the United States or on the high seas
for recreational purposes) or plants to fail to file any declaration or
report as the Secretary deems necessary to facilitate enforcement of this
Act or to meet the obligations of the Convention.
(f) DESIGNATION OF PORTS.
(1) It is unlawful for any person subject to the jurisdiction of the United
States to import into or export from the United States any fish or wildlife
(other than shellfish and fishery products which
(A) are not listed pursuant to section 4 of this Act as endangered species
or threatened species, and
(B) are imported for purposes of human or animal consumption or taken
in waters under the jurisdiction of the United States or on the high seas
for recreational purposes) or plants, except at a port or ports designated
by the Secretary of the Interior. For the purposes of facilitating enforcement
of this Act and reducing the costs thereof, the Secretary of the Interior,
with approval of the Secretary of the Treasury and after notice and opportunity
for public hearing, may, by regulation, designate ports and change such
designations. The Secretary of the Interior, under such terms and conditions
as he may prescribe, may permit the importation or exportation at nondesignated
ports in the interest of the health or safety of the fish or wildlife
or plants, or for other reasons if, in his discretion, he deems it appropriate
and consistent with the purpose of this subsection.
(2) Any port designated by the Secretary of the Interior under the authority
of section 4(d) of the Act of December 5, 1969 (16 U.S.C. 666cc 4(d),
shall, if such designation is in effect on the day before the date of
the enactment of this Act, be deemed to be a port designated by the Secretary
under paragraph (1) of this subsection until such time as the Secretary
otherwise provides.
(g) VIOLATIONS. It is Unlawful for any person
subject to the jurisdiction of the United States to attempt to commit,
solicit another to commit, or cause to be committed, any offense defined
in this section.
Section 10. Exceptions
(a) PERMITS.
(1) The Secretary may permit, under such terms and conditions as he shall
prescribe-
(A) any act otherwise prohibited by section 9 for scientific purposes
or to enhance the propagation or survival of the affected species, including,
but not limited to, acts necessary for the establishment and maintenance
of experimental populations pursuant subsection (j); or
(B) any taking otherwise prohibited by section 9(a)(1)(B) if such taking
is incidental to, and not the purpose of, the carrying out of an otherwise
lawful activity.
(2)(A) No permit may be issued by the Secretary authorizing any taking
referred to in paragraph (1)(B) unless the applicant therefore submits
to the Secretary a conservation plan that specifies-
(i) the impact which will likely result from such taking;
(ii) what steps the applicant will take to minimize and mitigate such
impacts, and the funding that will be available to implement such steps;
(iii) what alternative actions to such taking the applicant considered
and the reasons why such alternatives are not being utilized; and
(iv) such other measures that the Secretary may require as being necessary
or appropriate for purposes of the plan.
(B) If the Secretary finds, after opportunity for public comment, with
respect to a permit application and the related conservation plan that-
(i) the taking will be incidental;
(ii) the applicant will, to the maximum extent practicable, minimize and
mitigate the impacts of such taking;
(iii) the applicant will ensure that adequate funding for the plan will
be provided;
(iv) the taking will not appreciably reduce the likelihood of the survival
and recovery of the species in the wild; and
(v) the measures, if any, required under subparagraph (A)(iv) will be
met; and he has received such other assurances as he may require that
the plan will be implemented, the Secretary shall issue the permit. The
permit shall contain such terms and conditions as the Secretary deems
necessary or appropriate to carry out the purposes of this paragraph,
including, but not limited to, such reporting requirements as the Secretary
deems necessary for determining whether such terms and conditions are
being complied with.
(C) The Secretary shall revoke a permit issued under this paragraph if
he finds that the permittee is not complying with the terms and conditions
of the permit.
(b) HARDSHIP EXEMPTIONS.
(1) If any person enters into a contract with respect to a species of
fish or wildlife or plant before the date of the publication in the Federal
Register of notice of consideration of that species as an endangered species
and the subsequent listing of that species as an endangered species pursuant
to section 4 of this Act will cause undue hardship to such person under
the contract, the Secretary, in order to minimize such hardship, may exempt
such person from the application of section 9(a) of this Act to the extent
the Secretary deems appropriate if such person applies to him for such
exemption and includes with such application such information as the Secretary
may require to prove such hardship; except that (A) no such exemption
shall be for a duration of more than one year from the date of publication
in the Federal Register of notice of consideration of the species concerned,
or shall apply to a quantity of fish or wildlife or plants in excess of
that specified by the Secretary; (B) the one-year period for those species
of fish or wildlife listed by the Secretary as endangered prior to the
effective date of this Act shall expire in accordance with the terms of
section 3 of the Act of December 5, 1969 (83 Stat. 275); and (C) no such
exemption may be granted for the importation or exportation of a specimen
listed in Appendix I of the Convention which is to be used in a commercial
activity.
(2) As used in this subsection, the term "undue economic hardship"
shall include, but not be limited to:
(A) substantial economic loss resulting from inability caused by this
Act to perform contracts with respect to species of fish and wildlife
entered into prior to the date of publication in the Federal Register
of a notice of consideration of such species as an endangered species;
(B) substantial economic loss to persons who, for the year prior to the
notice of consideration of such species as an endangered species, derived
a substantial portion of their income from the lawful taking of any listed
species, which taking would be made unlawful under this Act; or
(C) curtailment of subsistence taking made unlawful under this Act by
persons
(i) not reasonably able to secure other sources of subsistence; and
(ii) dependent to a substantial extent upon hunting and fishing for subsistence;
and
(iii) who must engage in such curtailed taking for subsistence purposes.
(3) The Secretary may make further requirements for a showing of undue
economic hardship as he deems fit. Exceptions granted under this section
may be limited by the Secretary in his discretion as to time, area, or
other factor of applicability.
(c) NOTICE AND REVIEW. The Secretary shall publish
notice in the Federal Register of each application for an exemption or
permit which is made under this section. Each notice shall invite the
submission from interested parties, within thirty days after the date
of the notice, of written data, views, or arguments with respect to the
application; except that such thirty-day period may be waived by the Secretary
in an emergency situation where the health or life of an endangered animal
is threatened and no reasonable alternative is available to the applicant,
but notice of any such waiver shall be published by the Secretary in the
Federal Register within ten days following the issuance of the exemption
or permit. Information received by the Secretary as part of any application
shall be available to the public as a matter of public record at every
stage of the proceeding.
(d) PERMIT AND EXEMPTION POLICY. The Secretary
may grant exceptions under subsections (a)(1)(A) and (b) of this section
only if he finds and publishes his finding in the Federal Register that
(1) such exceptions were applied for in good faith,
(2) if granted and exercised will not operate to the disadvantage of such
endangered speries, and
(3) will be consistent with the purposes and policy set forth in section
2 of this Act.
(e) ALASKA NATIVES.
(1) Except as provided in paragraph (4) of this subsection the provisions
of this Act shall not apply with respect to the taking of any endangered
species or threatened species, or the importation of any such species
taken pursuant to this section, by-
(A) any Indian, Aleut, or Eskimo who is an Alaskan Native who resides
in Alaska; or
(B) any non-native permanent resident of an Alaskan native village; if
such taking is primarily for subsistence purposes. Non-edible byproducts
of species taken pursuant to this section may be sold in interstate commerce
when made into authentic native articles of handicrafts and clothing;
except that the provisions of this subsection shall not apply to any non-native
resident of an Alaskan native village found by the Secretary to be not
primarily dependent upon the taking of fish and wildlife for consumption
or for the creation and sale of authentic native articles of handicrafts
and clothing.
(2) Any taking under this subsection may not be accomplished in a wasteful
manner.
(3) As used in this subsection-
(i) The term "subsistence" includes selling any edible portion
of fish or wildlife in native villages and towns in Alaska for native
consumption within native villages or towns; and
(ii) The term "authentic native articles of handicrafts and clothing"
means items composed wholly or in some significant respect to natural
materials, and which are produced, decorated or fashioned in the exercise
of traditional native handicrafts without the use of pantographs, multiple
carvers, or other mass copying devices. Traditional native handicrafts
include, but are not limited to, weaving, carving, stitching, sewing,
lacing, beading, drawing, and painting.
(4) Notwithstanding the provisions of paragraph (1) of this subsection,
whenever the Secretary determines that any species of fish or wildlife
which is subject to taking under the provisions of this subsection is
an endangered species or threatened species, and that such taking materially
and negatively affects the threatened or endangered species, he may prescribe
regulations upon the taking of such species by any such Indian, Aleut,
Eskimo, or non-native Alaskan resident of an Alaskan native village. Such
regulations may be established with reference to species, geographical
description of the area included, the season for taking, or any other
factors related to the reason for establishing such regulations and consistent
with the policy of this Act. Such regulations shall be prescribed after
a notice and hearings in the affected judicial districts of Alaska and
as otherwise required by section 103 of the Marine Mammal Protection Act
of 1972, and shall be removed as soon as the Secretary determines that
the need for their impositions has disappeared.
(f)(1) As used in this subsection -
(A) The term "Pre-Act endangered species part" means -
(i) any sperm whale oil, including derivatives thereof, which was lawfully
held within the United States on December 28, 1973, in the course of a
commercial activity; or
(ii) any finished scrimshaw product, if such product or the raw material
for such product was lawfully held within the United States on December
28, 1973, in the course of a commercial activity.
(B) The term "scrimshaw product" means any art form which involves
the substantial etching or engraving of designs upon, or the substantial
carving of figures, patterns, or designs from, any bone or tooth of any
marine mammal of the order Cetacea. For purposes of this subsection, polishing
or the adding of minor superficial markings does not constitute substantial
etching, engraving, or carving.
(2) The Secretary, pursuant to the provisions of this subsection, may
exempt, if such exemption is not in violation of the Convention, any pre-Act
endangered species part from one or more of the following prohibitions:
(A) The prohibition on exportation from the United States set forth in
section 9(a)(1)(A) of this Act.
(B) Any prohibition set forth in section 9(a)(1) (E) or (F) of this Act.
(3) Any person seeking an exemption described in paragraph (2) of this
subsection shall make application therefore to the Secretary in such form
and manner as he shall prescribe, but no such application may be considered
by the Secretary unless the application-
(A) is received by the Secretary before the close of the one year period
beginning on the date on which regulations promulgated by the Secretary
to carry out this subsection first take effect;
(B) contains a complete and detailed inventory of all pre-Act endangered
species parts for which the applicant seeks exemption;
(C) is accompanied by such documentation as the Secretary may require
to prove that any endangered species part or product claimed by the applicant
to be a pre-Act endangered species part is in fact such a part; and
(D) contains such other information as the Secretary deems necessary and
appropriate to carry out the purposes of this subsection.
(4) If the Secretary approves any application for exemption made under
this subsection, he shall issue to the applicant a certificate of exemption
which shall specify-
(A) any prohibition in section 9(a) of this Act which is exempted;
(B) the pre-Act endangered species parts to which the exemption applies;
(C) the period of time during which the exemption is in effect, but no
exemption made under this subsection shall have force and effect after
the close of the three-year period beginning on the date of issuance of
the certificate unless such exemption is renewed under paragraph (8);
and
(D) any term or condition prescribed pursuant to paragraph (5)(A) or (B),
or both, which the Secretary deems necessary or appropriate.
(5) The Secretary shall prescribe such regulations as he deems necessary
and appropriate to carry out the purposes of this subsection. Such regulations
may set forth-
(A) terms and conditions which may be imposed on applicants for exemptions
under this subsection (including, but not limited to, requirements that
applicants register inventories, keep complete sales records, permit duly
authorized agents of the Secretary to inspect such inventories and records,
and periodically file appropriate reports with the Secretary); and
(B) terms and conditions which may be imposed on any subsequent purchaser
of any pre-Act endangered species part covered by an exemption granted
under this subsection; to insure that any such part so exempted is adequately
accounted for and not disposed of contrary to the provisions of this Act.
No regulation prescribed by the Secretary to carry out the purposes of
this subsection shall be subject to section 4(f)(2)(A)(i) of this Act.
(6)(A) Any contract for the sale of pre-Act endangered species parts which
is entered into by the Administrator of General Services prior to the
effective date of this subsection and pursuant to the notice published
in the Federal Register on January 9, 1973, shall not be rendered invalid
by virtue of the fact that fulfillment of such contract may be prohibited
under section 9(a)(1)(F).
(B) In the event that this paragraph is held invalid, the validity of
the remainder of the Act, including the remainder of this subsection,
shall not be affected.
(7) Nothing in this subsection shall be construed to-
(A) exonerate any person from any act committed in violation of paragraphs
(1)(A),
(1)(E), or (1)(F) of section 9(a) prior to the date of enactment of this
subsection; or
(B) immunize any person from prosecution for any such act.
(8)(A)(i) Any valid certificate of exemption which was renewed after October
13, 1982, and was in effect on March 31, 1988, shall be deemed to be renewed
for a 6-month period beginning on the date of enactment of the Endangered
Species Act Amendments of 1988. Any person holding such a certificate
may apply to the Secretary for one additional renewal of such certificate
for a period not to exceed 5 years beginning on the date of such enactment.
(B) If the Secretary approves any application for renewal of an exemption
under this paragraph, he shall issue to the applicant a certificate of
renewal of such exemption which shall provide that all terms, conditions,
prohibitions, and other regulations made applicable by the previous certificate
shall remain in effect during the period of the renewal.
(C) No exemption or renewal of such exemption made under this subsection
shall have force and effect after the expiration date of the certificate
of renewal of such exemption issued under this paragraph.
(D) No person may, after January 31, 1984, sell or offer for sale in interstate
or foreign commerce, any pre-Act finished scrimshaw product unless such
person holds a valid certificate of exemption issued by the Secretary
under this subsection, and unless such product or the raw material for
such product was held by such person on October 13, 1982.
(g) In connection with any action alleging a violation
of section 9, any person claiming the benefit of any exemption or permit
under this Act shall have the burden of proving that the exemption or
permit is applicable, has been granted, and was valid and in force at
the time of the alleged violation.
(h) CERTAIN ANTIQUE ARTICLES.
(1) Sections 4(d), 9(a), and 9(c) do not apply to any article which-
(A) is not less than 100 years of age;
(B) is composed in whole or in part of any endangered species or threatened
species listed under section 4;
(C) has not been repaired or modified with any Dart of any such species
on or after the date of the enactment of this Act; and
(D) is entered at a port designated under paragraph (3).
(2) Any person who wishes to import an article under the exception provided
by this subsection shall submit to the customs officer concerned at the
time of entry of the article such documentation as the Secretary of the
Treasury, after consultation with the Secretary of the Interior, shall
by regulation require as being necessary to establish that the article
meets the requirements set forth in paragraph (1) (A), (B), and (C).
(3) The Secretary of the Treasury, after consultation with the Secretary
of the Interior, shall designate one port within each customs region at
which articles described in paragraph
(1) (A), (B), and (C) must be entered into the customs territory of the
United States.
(4) Any person who imported, after December 27, 1973, and on or before
the date of the enactment of the Endangered Species Act Amendments of
1978, any article described in paragraph (1) which-
(A) was not repaired or modified after the date of importation with any
part of any endangered species or threatened species listed under section
4;
(B) was forfeited to the United States before such date of the enactment,
or is subject to forfeiture to the United States on such date of enactment,
pursuant to the assessment of a civil penalty under section 11; and
(C) is in the custody of the United States on such date of enactment;
may, before the close of the one-year period beginning on such date of
enactment make application to the Secretary for return of the article.
Application shall be made in such form and manner, and contain such documentation,
as the Secretary prescribes. If on the basis of any such application which
is timely filed, the Secretary is satisfied that the requirements of this
paragraph are met with respect to the article concerned, the Secretary
shall return the article to the applicant and the importation of such
article shall, on and after the date of return, be deemed to be a lawful
importation under this Act.
(i) NONCOMMERCIAL TRANSSHIPMENTS. Any importation
into the United States of fish or wildlife shall, if-
(1) such fish or wildlife was lawfully taken and exported from the country
of origin and country of reexport, if any;
(2) such fish or wildlife is in transit or transshipment through any place
subject to the jurisdiction of the United States en route to a country
where such fish or wildlife may be lawfully imported and received;
(3) the exporter or owner of such fish or wildlife gave explicit instructions
not to ship such fish or wildlife through any place subject to the jurisdiction
of the United States, or did all that could have reasonably been done
to prevent transshipment, and the circumstances leading to the transshipment
were beyond the exporter's or owner's control;
(4) the applicable requirements of the Convention have been satisfied;
and
(5) such importation is not made in the course of a commercial activity,
be an importation not in violation of any provision of this Act or any
regulation issued pursuant to this Act while such fish or wildlife remains
in the control of the United States Customs Service.
(j) EXPERIMENTAL POPULATIONS.
(1) For purposes of this subsection, the term "experimental population"
means any population (including any offspring arising solely therefrom)
authorized by the Secretary for release under paragraph (2), but only
when, and at such times as, the population is wholly separate geographically
from nonexperimental populations of the same species.
(2)(A) The Secretary may authorize the release (and the related transportation)
of any population (including eggs, propagules, or individuals) of an endangered
species or a threatened species outside the current range of such species
if the Secretary determines that such release will further the conservation
of such species.
(B) Before authorizing the release of any population under subparagraph
(A), the Secretary shall by regulation identify the population and determine,
on the basis of the best available information, whether or not such population
is essential to the continued existence of an endangered species or a
threatened species.
(C) For the purposes of this Act, each member of an experimental population
shall be treated as a threatened species; except that-
(i) solely for purposes of section 7 (other than subsection (a)(1) thereof),
an experimental population determined under subparagraph (B) to be not
essential to the continued existence of a species shall be treated, except
when it occurs in an area within the National Wildlife Refuge System or
the National Park System, as a species proposed to be listed under section
4; and
(ii) critical habitat shall not be designated under this Act for any experimental
population determined under subparagraph (B) to be not essential to the
continued existence of a species.
(3) The Secretary, with respect to populations of endangered species or
threatened species that the Secretary authorized, before the date of the
enactment of this subsection, for release in geographical areas separate
from the other populations of such species, shall determine by regulation
which of such populations are an experimental population for the purposes
of this subsection and whether or not each is essential to the continued
existence of an endangered species or a threatened species.
Section 11. Penalties and Enforcement
(a) CIVIL PENALTIES.
(1) Any person who knowingly violates, and any person engaged in business
as an importer or exporter of fish, wildlife, or plants who violates,
any provision of this Act, or any provision of any permit or certificate
issued hereunder, or of any regulation issued in order to implement subsection
(a)(1)(A), (B), (C), (D), (E), or (F), (a)(2)(A), (B), (C), or (D), (c),
(d) (other than regulation relating to recordkeeping or filing of reports),
(f), or (g) of section 9 of this Act, may be assessed a civil penalty
by the Secretary of not more than $25,000 for each violation. Any person
who knowingly violates, and any person engaged in business as an importer
or exporter of fish, wildlife, or plants who violates, any provision of
any other regulation issued under this Act may be assessed a civil penalty
by the Secretary of not more than $12,000 for each such violation. Any
person who otherwise violates any provision of this Act, or any regulation,
permit, or certificate issued hereunder, may be assessed a civil penalty
by the Secretary of not more than $500 for each such violation. No penalty
may be assessed under this subsection unless such person is given notice
and opportunity for a hearing with respect to such violation. Each violation
shall be a separate offense. Any such civil penalty may be remitted or
mitigated by the Secretary. Upon any failure to pay a penalty assessed
under this subsection, the Secretary may request the Attorney General
to institute a civil action in a district court of the United States for
any district in which such person is found, resides, or transacts business
to collect the penalty and such court shall have jurisdiction to hear
and decide any such action. The court shall hear such action on the record
made before the Secretary and shall sustain his action if it is supported
by substantial evidence on the record considered as a whole.
(2) Hearings held during proceedings for the assessment of civil penalties
by paragraph (1) of this subsection shall be conducted in accordance with
section 554 of title 5, United States Code. The Secretary may issue subpoenas
for the attendance and testimony of witnesses and the production of relevant
papers, books, and documents, and administer oaths. Witnesses summoned
shall be paid the same fees and mileage that are paid to witnesses in
the courts of the United States. In case of contumacy or refusal to obey
a subpoena served upon any person pursuant to this paragraph, the district
court of the United States for any district in which such person is found
or resides or transacts business, upon application by the United States
and after notice to such person, shall have jurisdiction to issue an order
requiring such person to appear and give testimony before the Secretary
or to appear and produce documents before the Secretary, or both, and
any failure to obey such order of the court may be punished by such court
as a contempt thereof.
(3) Notwithstanding any other provision of this Act, no civil penalty
shall be imposed if it can be shown by a preponderance of the evidence
that the defendant committed an act based on a good faith belief that
he was acting to protect himself or herself, a member of his or her family,
or any other individual from bodily harm, from any endangered or threatened
species.
(b) CRIMINAL VIOLATIONS.
(1) Any person who knowingly violates any provision of this Act, of any
permit or certificate issued hereunder, or of any regulation issued in
order to implement subsection (a)(1)(A), (B), (C), (D), (E), or (F); (a)(2)(A),
(B), (C), or (D), (c), (d) (other than a regulation relating to recordkeeping,
or filing of reports), (f), or (g) of section 9 of this Act shall, upon
conviction, be fined not more than $50,000 or imprisoned for not more
than one year, or both. Any person who knowingly violates any provision
of any other regulation issued under this Act shall, upon conviction,
be fined not more than $25,000 or imprisoned for not more than six months,
or both.
(2) The head of any Federal agency which has issued a lease, license,
permit, or other agreement authorizing a person to import or export fish,
wildlife, or plants, or to operate a quarantine station for imported wildlife,
or authorizing the use of Federal lands, including grazing of domestic
livestock, to any person who is convicted of a criminal violation of this
Act or any regulation, permit, or certificate issued hereunder may immediately
modify, suspend, or revoke each lease, license, permit, or other agreement.
The Secretary shall also suspend for a period of up to one year, or cancel,
any Federal hunting or fishing permits or stamps issued to any person
who is convicted of a criminal violation of any provision of this Act
or any regulation, permit, or certificate issued hereunder. The United
States shall not be liable for the payments of any compensation, reimbursement,
or damages in connection with the modification, suspension, or revocation
of any leases, licenses permits stamps, or other agreements pursuant to
this section.
(3) Notwithstanding any other provision of this Act, it shall be a defense
to prosecution under this subsection if the defendant committed the offense
based on a good faith belief that he was acting to protect himself or
herself, a member of his or her family, or any other individual, from
bodily harm from any endangered or threatened species.
(c) DISTRICT COURT JURISDICTION. The several district
courts of the United States; including the courts enumerated in section
460 of title 28, United States Code, shall have jurisdiction over any
actions arising under this Act. For the purpose of this Act, American
Samoa shall be included within the judicial district of the District Court
of the United States for the District of Hawaii.
(d) REWARDS AND CERTAIN INCIDENTAL EXPENSES. The
Secretary or the Secretary of the Treasury shall pay, from sums received
as penalties, fines, or forfeitures of property for any violation of this
chapter or any regulation issued hereunder
(1) a reward to any person who furnishes information which leads to an
arrest, a criminal conviction, civil penalty assessment, or forfeiture
of property for any violation of this chapter or any regulation issued
hereunder, and
(2) the reasonable and necessary costs incurred by any person in providing
temporary care for any fish, wildlife, or plant pending the disposition
of any civil or criminal proceeding alleging a violation of this chapter
with respect to that fish, wildlife, or plant. The amount of the reward,
if any, is to be designated by the Secretary or the Secretary of the Treasury,
as appropriate. Any officer or employee of the United States or any State
or local government who furnishes information or renders service in the
performance of his official duties is ineligible for payment under this
subsection. Whenever the balance of sums received under this section and
section 6(d) of the Act of November 16, 1981 (16 U.S.C. 3375(d)) as penalties
or fines, or from forfeitures of property, exceed $500,000, the Secretary
of the Treasury shall deposit an amount equal to such excess balance in
the cooperative endangered species conservation fund established under
section 6(i) of this Act.
(e) ENFORCEMENT.
(1) The provisions of this Act and any regulations or permits issued pursuant
thereto shall be enforced by the Secretary, the Secretary of the Treasury,
or the Secretary of the Department in which the Coast Guard is operating,
or all such Secretaries. Each such Secretary may utilize by agreement,
with or without reimbursement, the personnel, services, and facilities
of any other Federal agency or any State agency for purposes of enforcing
this Act.
(2) The judges of the district courts of the United States and the United
States magistrates may within their respective jurisdictions, upon proper
oath or affirmation showing probable cause, issue such warrants or other
process as may be required for enforcement of this Act and any regulation
issued thereunder.
(3) Any person authorized by the Secretary, the Secretary of the Treasury,
or the Secretary of the Department in which the Coast Guard is operating,
to enforce this Act may detain for inspection and inspect any package,
crate, or other container, including its contents, and all accompanying
documents, upon importation or exportation. Such persons may make arrests
without a warrant for any violation of this Act if he has reasonable grounds
to believe that the person to be arrested is committing the violation
in his presence or view and may execute and serve any arrest warrant,
search warrant, or other warrant or civil or criminal process issued by
any officer or court of competent jurisdiction for enforcement of this
Act. Such person so authorized may search and seize, with or without a
warrant, as authorized by law. Any fish, wildlife, property, or item so
seized shall be held by any person authorized by the Secretary, the Secretary
of the Treasury, or the Secretary of the Department in which the Coast
Guard is operating pending disposition of civil or criminal proceedings,
or the institution of an action in rem for forfeiture of such fish, wildlife,
property, or item pursuant to paragraph (4) of the subsection; except
that the Secretary may, in lieu of holding such fish, wildlife, property,
or item, permit the owner or consignee to post a bond or other surety
satisfactory to the Secretary, but upon forfeiture of any such property
to the United States, or the abandonment or waiver of any claim to any
such property, it shall be disposed of (other than by sale to the general
public) by the Secretary in such a manner, consistent with the purposes
of this Act, as the Secretary shall by regulation prescribe.
(4)(A) All fish or wildlife or plants taken, possessed, sold, purchased,
offered for sale or purchase, transported, delivered, received, carried,
shipped, exported, or imported contrary to the provisions of this Act,
any regulation made pursuant thereto, or any permit or certificate issued
hereunder shall be subject to forfeiture to the United States.
(B) All guns, traps, nets, and other equipment, vessels, vehicles, aircraft,
and other means of transportation used to aid the taking, possessing,
selling, purchasing, offering for sale or purchase, transporting, delivering,
receiving, carrying, shipping, exporting, or importing of any fish or
wildlife or plants in violation of this Act, any regulation made pursuant
thereto, or any permit or certificate issued thereunder shall be subject
to forfeiture to the United States upon conviction of a criminal violation
pursuant to section 11(b)(1) of this Act.
(5) All provisions of law relating to the seizure, forfeiture, and condemnation
of a vessel for violation of the customs laws, the disposition of such
vessel or the proceeds from the sale thereof, and the remission or mitigation
of such forfeiture, shall apply to the seizures and forfeitures incurred,
or alleged to have been incurred, under the provisions of this Act, insofar
as such provisions of law are applicable and not inconsistent with the
provisions of this Act; except that all powers, rights, and duties conferred
or imposed by the customs laws upon any officer or employee of the Treasury
Department shall, for the purposes of this Act, be exercised or performed
by the Secretary or by such persons as he may designate.
(6) The Attorney General of the United States may seek to enjoin any person
who is alleged to be in violation of any provision of this Act or regulation
issued under authority thereof.
(f) REGULATIONS. The Secretary, the Secretary
of the Treasury, and the Secretary of the Department in which the Coast
Guard is operating, are authorized to promulgate such regulations as may
be appropriate to enforce this Act, and charge reasonable fees for expenses
to the Government connected with permits or certificates authorized by
this Act including processing applications and reasonable inspections,
and with the transfer, board, handling, or storage of fish or wildlife
or plants and evidentiary items seized and forfeited under this Act. All
such fees collected pursuant to this subsection shall be deposited in
the Treasury to the credit of the appropriation which is current and chargeable
for the cost of furnishing the services. Appropriated funds may be expended
pending reimbursement from parties in interest.
(g) CITIZEN SUITS.
(1) Except as provided in paragraph (2) of this subsection any person
may commence a civil suit on his own behalf-
(A) to enjoin any person, including the United States and any other governmental
instrumentality or agency (to the extent permitted by the eleventh amendment
to the Constitution), who is alleged to be in violation of any provision
of this Act or regulation issued under the authority thereof; or
(B) to compel the Secretary to apply, pursuant to section 6(g)(2)(B)(ii)
of this Act, the prohibitions set forth in or authorized pursuant to section
4(d) or section 9(a)(1)(B) of this Act with respect to the taking of any
resident endangered species or threatened species within any State; or
(C) against the Secretary where there is alleged a failure of the Secretary
to perform any act or duty under section 4 which is not discretionary
with the Secretary.
The district courts shall have jurisdiction, without regard to the amount
in controversy or the citizenship of the parties, to enforce any such
provision or regulation or to order the Secretary to perform such act
or duty, as the case may be. In any civil suit commenced under subparagraph
(B) the district court shall compel the Secretary to apply the prohibition
sought if the court finds that the allegation that an emergency exists
is supported by substantial evidence.
(2)(A) No action may be commenced under subparagraph (1)(A) of this section-
(i) prior to sixty days after written notice of the violation has been
given to the Secretary, and to any alleged violator of any such provision
or regulation;
(ii) if the Secretary has commenced action to impose a penalty pursuant
to subsection (a) of this section; or
(iii) if the United States has commenced and is diligently prosecuting
a criminal action in a court of the United States or a State to redress
a violation of any such provision or regulation.
(B) No action may be commenced under subparagraph (1)(B) of this section-
(i) prior to sixty days after written notice has been given to the Secretary
setting forth the reasons why an emergency is thought to exist with respect
to an endangered species or a threatened species in the State concerned;
or
(ii) if the Secretary has commenced and is diligently prosecuting action
under section 6(g)(2)(B)(ii) of this Act to determine whether any such
emergency exists.
(C) No action may be commenced under subparagraph (1)(C) of this section
prior to sixty days after written notice has been given to the Secretary;
except that such action may be brought immediately after such notification
in the case of an action under this section respecting an emergency posing
a significant risk to the wellbeing of any species of fish or wildlife
or plants.
(3)(A) Any suit under this subsection may be brought in the judicial district
in which the violation occurs.
(B) In any such suit under this subsection in which the United States
is not a party, the Attorney General, at the request of the Secretary,
may intervene on behalf of the United States as a matter of right.
(4) The court, in issuing any final order in any suit brought pursuant
to paragraph (1) of this subsection, may award costs of litigation (including
reasonable attorney and expert witness fees) to any party, whenever the
court determines such award is appropriate.
(5) The injunctive relief provided by this subsection shall not restrict
any right which any person (or class of persons) may have under any statute
or common law to seek enforcement of any standard or limitation or to
seek any other relief (including relief against the Secretary or a State
agency).
(h) COORDINATION WITH OTHER LAWS. The Secretary
of Agriculture and the Secretary shall provide for appropriate coordination
of the administration of this Act with the administration of the animal
quarantine laws (21 U.S.C. 101-105, 111-135b, and 612-614) and section
306 of the Tariff Act of 1930 (19 U.S.C. 1306). Nothing in this Act or
any amendment made by this Act shall be construed as superseding or limiting
in any manner the functions of the Secretary of Agriculture under any
other law relating to prohibited or restricted importations or possession
of animals and other articles and no proceeding or determination under
this Act shall preclude any proceeding or be considered determinative
of any issue of fact or law in any proceeding under any Act administered
by the Secretary of Agriculture. Nothing in this Act shall be construed
as superseding or limiting in any manner the functions and responsibilities
of the Secretary of the Treasury under the Tariff Act of 1930, including,
without limitation, section 527 of that Act (19 U.S.C. 1527), relating
to the importation of wildlife taken, killed, possessed, or exported to
the United States in violation of the laws or regulations of a foreign
country.
Section 12. Endangered Plants
The Secretary of the Smithsonian Institution,
in conjunction with other affected agencies, is authorized and directed
to review (1) species of plants which are now or may become endangered,
or threatened and (2) methods of adequately conserving such species, and
to report to Congress, within one year after the date of the enactment
of this Act, the results of such review including recommendations for
new legislation or the amendment of existing legislation.
Section 13. Conforming Amendments
(a) Subsection 4(c) of the Act of October 15,
1966 (80 Stat. 928, 16 U.S.C. 668dd(c)), is further amended by revising
the second sentence thereof to read as follows: "With the exception
of endangered species and threatened species listed by the Secretary pursuant
to section 4 of the Endangered Species Act of 1973 in States wherein a
cooperative agreement does not exist pursuant to section 6(c) of that
Act, nothing in this Act shall be construed to authorize the Secretary
to control or regulate hunting or fishing of resident fish and wildlife
on lands not within the system."
(b) Subsection 10(a) of the Migratory Bird Conservation
Act (45 Stat. 1224, 16 U.S.C. 715i(a)) and subsection 401(a) of the Act
of June 15, 1935 (49 Stat. 383, 16 U.S.C. 715s(a)) are each amended by
striking out "threatened with extinction," and inserting in
lieu thereof the following: "listed pursuant to section 4 of the
Endangered Species Act of 1973 as endangered species or threatened species."
(c) Section 7(a)(1) of the Land and Water Conservation
Fund Act of 1965 (16 U.S.C. 4601-9(a)(1)) is amended by striking out:
"THREATENED SPECIES.-For any national area which may be authorized
for the preservation of species of fish or wildlife that are threatened
with extinction." and inserting in lieu thereof the following:
"ENDANGERED SPECIES AND THREATENED SPECIES. - For lands, waters,
or interests therein, the acquisition of which is authorized under section
5(a) of the Endangered Species Act of 1973, needed for the purpose of
conserving endangered or threatened species of fish or wildlife or plants."
(d) The first sentence of section 2 of the Act
of September 28, 1962, as amended (76 Stat. 653, 16 U.S.C. 460k-1), is
amended to read as follows:
"The Secretary is authorized to acquire areas of land, or interests
therein, which are suitable for-
"(1) incidental fish and wildlife-oriented recreational development;
"(2) the protection of natural resources;
"(3) the conservation of endangered species or threatened species
listed by the Secretary pursuant to section 4 of the Endangered Species
Act of 1973; or
"(4) carrying out two or more of the purposes set forth in paragraphs
(1) through (3) of this section, and are adjacent to, or within, the said
conservation areas, except that the acquisition of any land or interest
therein pursuant to this section shall be accomplished only with such
funds as may be appropriated therefor by the Congress or donated for such
purposes, but such property shall not be acquired with funds obtained
from the sale of Federal migratory bird hunting stamps."
(e) The Marine Mammal Protection Act of 1972 (16
U.S.C. 13611407) is amended-
(1) by striking out "Endangered Species Conservation Act of 1969"
in section 3(l)(B) thereof and inserting in lieu thereof the following:
"Endangered Species Act of 1973";
(2) by striking out "pursuant to the Endangered Species Conservation
Act of 1969" in section 101(a)(3)(B) thereof and inserting in lieu
thereof the following: "or threatened species pursuant to the Endangered
Species Act of 1973";
(3) by striking out "endangered under the Endangered Species Conservation
Act of 1969" in section 102(b)(3) thereof and inserting in lieu thereof
the following: "an endangered species or threatened species pursuant
to the Endangered Species Act of 1973"; and
(4) by striking out "of the interior and revisions of the Endangered
Species List, authorized by the Endangered Species Conservation Act of
1969," in section 202(a)(6) thereof and inserting in lieu thereof
the following: "such revisions of the endangered species list and
threatened species list published pursuant to section 4(c)(1) of the Endangered
Species Act of 1973".-
(f) Section 2(1) of the Federal Environmental
Pesticide Control Act of 1972 (Public Law 92-516) is amended by striking
out the words "by the Secretary of the Interior under Public Law
91-135" and inserting in lieu thereof the words "or threatened
by the Secretary pursuant to the Endangered Species Act of 1973".
Section 14. Repealer
The Endangered Species Conservation Act of 1969
(sections 1 through 3 of the Act of October 15, 1966, and sections 1 through
6 of the Act of December 5, 1969; 16 U.S.C. 668aa-668cc-6), is repealed.
Section 15. Authorization of
Appropriations
(a) IN GENERAL. - Except as provided in subsections
(b), (c), and (d), there are authorized to be appropriated-
(1) not to exceed $35,000,000 for fiscal year 1988, $36,500,000 for fiscal
year 1989, $38,000,000 for fiscal year 1990, $39,500,000 for fiscal year
1991, and $41,500,000 for fiscal year 1992 to enable the Department of
the Interior to carry out such functions and responsibilities as it may
have been given under this Act;
(2) not to exceed $5,750,000 for fiscal year 1988, $6,250,000 for each
of fiscal years 1989 and 1990, and $6,750,000 for each of fiscal years
1991 and 1992 to enable the Department of Commerce to carry out such functions
and responsibilities as it may have been given under this Act; and
(3) not to exceed $2,200,000 for fiscal year 1988, $2,400,000 for each
of fiscal years 1989 and 1990, and $2,600,000 for each of fiscal years
1991 and 1992, to enable the Department of Agriculture to carry out its
functions and responsibilities with respect to the enforcement of this
Act and the Convention which pertain to the importation or exportation
of plants.
(b) EXEMPTIONS FROM ACT. - There are authorized
to be appropriated to the Secretary to assist him and the Endangered Species
Committee in carrying out their functions under section 7 (e), (g) and
(h) not to exceed $600,000 for each for fiscal years 1988, 1989, 1990,
1991, and 1992.
(c) CONVENTION IMPLEMENTATION. - There are authorized
to be appropriated to the Department of the Interior for purposes of carrying
out section 8A(e) not to exceed $400,000 for each of fiscal years 1988,
1989, and 1990, and $500,000 for each of fiscal years 1991 and 1992, and
such sums shall remain available until expended.
Section 16. Effective Date
This Act shall take effect on the date of its
enactment.
Section 17. Marine Mammal Protection
Act of 1972
Except as otherwise provided in this Act, no
provision of this Act shall take precedence over any more restrictive
conflicting provision of the Marine Mammal Protection Act of 1972.
Section 18. Annual Cost Analysis
by the Fish and Wildlife Service
On or before January 15, 1990, and each January
15 thereafter, the Secretary of the Interior, acting through the Fish
and Wildlife Service, shall submit to the Congress an annual report covering
the preceding fiscal year which shall contain-
(1) an accounting on a species by species basis of all reasonably identifiable
Federal expenditures made primarily for the conservation of endangered
or threatened species pursuant to this Act; and
(2) an accounting on a species by species basis for all reasonably identifiable
expenditures made primarily for the conservation of endangered or threatened
species pursuant to this Act by states receiving grants under section
6.
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